Robert J. Grubbs
Professional summary
Robert Jason Grubbs is a registered financial professional currently at THE FRAZER LANIER COMPANY, INCORPORATED located in Mountain Brook, Alabama.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 65, Series 63, Series 79TO, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Jason Grubbs's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 25, 2011 - Present
THE FRAZER LANIER COMPANY, INCORPORATED
Office #1: 110 Office Park Drive Suite 210, Mountain Brook, AL 35223-2402August 15, 2001 - May 24, 2011
W. R. TAYLOR & COMPANY, LLC
August 18, 1999 - May 24, 2011
W. R. TAYLOR & COMPANY, LLC
January 14, 1999 - August 30, 1999
MORGAN KEEGAN & COMPANY, LLC
August 24, 1995 - January 4, 1999
BBVA COMPASS INVESTMENT SOLUTIONS, INC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/25/2011)
(4/25/2011)
(4/25/2011)
(4/25/2011)
(4/25/2011)
(4/25/2011)
(4/26/2011)
(4/25/2011)
(4/25/2011)
(4/25/2011)
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationFINRA
Current Firm
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089 / SEC#: , 8-20267
Contact information
FINRA licenses (12 States and Territories)
Documents
Disclosures
| Regulatory Event | 5 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
THE FRAZER LANIER COMPANY, INCORPORATED
CRD#: 7089Mountain Brook, AL 35223-2402TRUST BUT VERIFY
Monitor Robert Grubbs
Get automatic monthly alerts on:
