Brett M. Alexander

CASH FLOW INVESTMENT SERVICES LLC

Ogden, UT

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CRD#: 2641729

Professional summary

Brett Michael Alexander, who also goes by Brett Alexander, is a registered financial advisor currently at CASH FLOW INVESTMENT SERVICES LLC located in Ogden, Utah.

Brett is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1996. Brett has worked at 1 firm and has passed the Series 65 exam.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brett Alexander

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Michael Alexander's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

September 11, 1996 - Present

CASH FLOW INVESTMENT SERVICES LLC

RIA

CRD#: 114360

Ogden, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/3/2022)

IAR

Colorado
(7/8/2022)

IAR

Utah
(9/11/1996)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/28/2022

Uniform Investment Adviser Law Examination

Current Firm

CASH FLOW INVESTMENT SERVICES LLC

CASH FLOW INVESTMENT SERVICES LLC | FREDRIK M BERGOLD, INVESTMENT SERVICES

CRD#: 114360 / SEC#:

Arizona

Registered Investment Advisory firm - (5/3/2022 Approved)

Colorado

Registered Investment Advisory firm - (7/8/2022 Approved)

Texas

Registered Investment Advisory firm - (12/3/2018 Terminated)

Utah

Registered Investment Advisory firm - (10/2/1994 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

Ogden, UT

Mailing Address

P.o. Box 708, Ogden, UT 84402

Phone number

(888) 572-1020

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	194
AUM (Assets Under Management)	$ 92,392,859

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Brett M. Alexander

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brett Michael Alexander's CRS (Customer Relationship Summary).

Certified licenses

Experience

CASH FLOW INVESTMENT SERVICES LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/28/2022

Current Firm

CASH FLOW INVESTMENT SERVICES LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CASH FLOW INVESTMENT SERVICES LLC

TRUST BUT VERIFY

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