Mark E. Olson
DBA OLSON ASSOCIATES
ROSWELL, GA 30076
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CRD#: 2641593
Professional summary
Mark Erick Olson, CFP®, who also goes by Erick Olson, is a registered financial advisor currently at DBA OLSON ASSOCIATES located in Roswell, Georgia and OSAIC WEALTH, INC. located in Roswell, Georgia.
Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2000. Mark has worked at 5 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Erick Olson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. OAKBROOK OFFICE PARK CONDO ASSOC. POSITION: Board member NATURE: Oakbrook Office Park Condo Association Board Member assist President with ongoing needs of keeping our office park maintained for beauty and good working environment. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/16/2022 ADDRESS: 701 bombay lan, Roswell GA 30076 DESCRIPTION: Helping assist board of two other members and one admin person to keep track of all office park projects and maintenance.3 board meetings a yr with annual meeting for owners in December time frame. 2. ERICK OLSON INSURANCE CONSULTING POSITION: Owner/agent/sole prop. NATURE: erick olson insurance consulting INVESTMENT RELATED: No NUMBER OF HOURS: 8 SECURITIES TRADING HOURS: 8 START DATE: 12/01/2000 ADDRESS: 701 Bombay Lane, Roswell GA 30076, United States DESCRIPTION: part of my CFP practice and process is to do an insurance review for clients and prospects.... We may recommend that term life/univ. life be purchased for survivor protection/income protection to spouses and families. Along with Estate planning function- fixed insurance may be used in those cases. 3. OAKBROOK OFFICE PARK CONDO ASSOC. POSITION: Board member NATURE: Oakbrook Office Park Condo Association Board Member assist President with ongoing needs of keeping our office park maintained for beauty and good working environment. INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 11/16/2022 ADDRESS: 701 bombay lan, Roswell GA 30076, United States DESCRIPTION: Helping assist board of two other members and one admin person to keep track of all office park projects and maintenance.3 board meetings a yr with annual meeting for owners in December time frame. 4. OAKTREE CLUSTER I POSITION: Owner-sole share holder NATURE: Real Estate LLC for ownership of our building I own INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 03/12/2015 ADDRESS: 701 bombay lane, roswell GA 30076, United States DESCRIPTION: Our building is owned in an LLC- Oaktree cluster I LVO Advisory pays rent to this LLC. 5. L.V.O ADVISORY INC DBA OLSON ASSOCIATES POSITION: CFP/owner/president/sole shareholder of S corp NATURE: L.V.O. Advisory Inc. Independent State registered investment advisory DBA Olson Associates We charge a financial planning fee to clients We recommend Third party asset mgrs(SEI as example we have with clients) INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 32 START DATE: 03/12/2015 ADDRESS: 701 Bombay Lane, Oakbrook Office Park, Roswell GA 30076, United States DESCRIPTION: Financial Planning advice and planning where we charge a fee for that work/service. We use SEI as TAMP for inv. mgmts of Retirement and non retirement assets. other tamps are TPFG(No longer adding new money to TPFG)One account with CLS/ORION We have added ACM Company for 401k SDBO accounts.
CRS (Client Relationship Summary) - RIA
Click below to view Mark Erick Olson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
January 18, 2012 - Present
DBA OLSON ASSOCIATES
Office #1: 701 Bombay Lane, Roswell, GA 30076RIA
CRD#: 125719
ROSWELL, GA
Current
June 14, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 701 Bombay Lane, Roswell, GA 30076RIA
BD
CRD#: 23131
ROSWELL, GA
Past
September 18, 2020 - June 14, 2024
SECURITIES AMERICA, INC.
BD
CRD#: 10205
ROSWELL, GA
Past
December 13, 2000 - September 18, 2020
SECURITIES SERVICE NETWORK, LLC
BD
CRD#: 13318
ROSWELL, GA
Past
March 10, 2000 - December 8, 2000
FFP SECURITIES, INC.
BD
CRD#: 16337
CHESTERFIELD, MO
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/14/2024)
RR
California(6/14/2024)
RR
Colorado(6/14/2024)
RR
Connecticut(6/14/2024)
RR
Delaware(6/14/2024)
RR
District of Columbia(1/17/2025)
RR
Florida(6/14/2024)
IAR
Georgia(1/18/2012)
RR
Georgia(6/14/2024)
RR
Illinois(6/14/2024)
RR
Indiana(6/14/2024)
RR
Iowa(6/14/2024)
RR
Louisiana(6/14/2024)
RR
Maine(6/14/2024)
RR
Michigan(6/14/2024)
RR
Mississippi(6/14/2024)
RR
Missouri(6/14/2024)
RR
Nevada(6/14/2024)
RR
New Hampshire(6/14/2024)
RR
New Jersey(6/14/2024)
RR
North Carolina(6/14/2024)
RR
South Carolina(6/14/2024)
RR
Tennessee(6/14/2024)
RR
Texas(6/14/2024)
RR
West Virginia(6/14/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
DO
DBA OLSON ASSOCIATES
DBA OLSON ASSOCIATES | LVO ADVISORY INC | L.V.O. ADVISORY INC.
CRD#: 125719 / SEC#:
Georgia
Registered Investment Advisory firm - (6/24/1993 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
701 Bombay Lane, Roswell, GA 30076
Mailing Address
Phone number
(770) 740-8744
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 176 |
| AUM (Assets Under Management) | $ 53,933,572 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
