Robert E. Zimmermann
Professional summary
Robert Emmet Zimmermann is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Ballwin, Missouri.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1995. Robert has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Emmet Zimmermann's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2010 - Present
FIRST HEARTLAND CAPITAL, INC.
January 4, 1999 - September 23, 2010
WALNUT STREET SECURITIES, INC.
February 20, 1996 - December 31, 1998
FIRST PRIORITY INVESTMENT CORPORATION
September 11, 1995 - February 21, 1996
CANADA LIFE OF AMERICA FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/20/2010)
(9/20/2010)
(9/20/2010)
(5/23/2013)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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