Larry D. Meyers
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Larry Douglas Meyers, who also goes by Larry D Meyers, was a registered financial professional .
Larry is a previously registered financial professional and started their career in finance in 1997. Larry had worked at 7 firms and has passed the Series 63, SIE, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 24, 2017 - July 11, 2017
STERNE, AGEE & LEACH, INC.
January 5, 2017 - April 9, 2019
STONEX FINANCIAL INC.
January 7, 2002 - September 29, 2016
INTESA SANPAOLO IMI SECURITIES CORP.
June 2, 1999 - December 4, 2001
BNP PARIBAS SECURITIES CORP.
February 4, 1999 - June 9, 1999
J.P. MORGAN SECURITIES INC.
July 1, 1998 - November 13, 1998
ABN AMRO SECURITIES LLC
November 6, 1997 - July 1, 1998
ING BARING (U.S.) SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 55
Date: 8/31/2015
Limited Representative-Equity Trader ExamCurrent Firm
STERNE, AGEE & LEACH, INC.
CRD#: 791 / SEC#: , 8-11754
Contact information
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTL FCSTONE INC. | 100% OWNER | |
| TROUT, RONALD CAREY | CHIEF COMPLIANCE OFFICER | 2947546 |
Disclosures
| Regulatory Event | 48 |
| Arbitration | 6 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
