William R. Prichard
Professional summary
William Robert Prichard is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in St Louis, Missouri.
William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view William Robert Prichard's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 3, 2011 - Present
FIRST HEARTLAND CAPITAL, INC.
March 29, 2010 - June 30, 2025
FIRST HEARTLAND CONSULTANTS, INC.
December 16, 2009 - March 1, 2011
FIRST HEARTLAND CAPITAL, INC.
August 3, 2009 - December 16, 2009
NATIONAL PLANNING CORPORATION
August 3, 2009 - December 16, 2009
NATIONAL PLANNING CORPORATION
August 29, 2002 - September 9, 2009
FIRST HEARTLAND CONSULTANTS, INC.
July 24, 2002 - August 3, 2009
FIRST HEARTLAND CAPITAL, INC.
November 20, 1997 - August 6, 2002
OSAIC FA, INC.
July 21, 1995 - August 6, 2002
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
July 21, 1995 - August 6, 2002
OSAIC FA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/3/2011)
Exams
FINRA
Current Firm
FIRST HEARTLAND CAPITAL, INC.
CRD#: 32460 / SEC#: , 8-46008
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 3 |
Red Flags
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