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WP

William R. Prichard

FIRST HEARTLAND CAPITAL
FENTON, MO
Some features on this profile are disabled
CRD#: 2641177
WP

Professional summary

William Robert Prichard is a registered financial professional currently at FIRST HEARTLAND CAPITAL, INC. located in Fenton, Missouri.

William is registered as a RR (Registered Representative) and started their career in finance in 1995. William has worked at 5 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
AMERICAN BENEFIT CONSULTANTS LLC. Investment related. Sale of fixed ann, life and health insurance. Start 6/15/95. FIRST HEARTLAND CONSULTANTS, Inc. Investment related. IAR. Investment advisory services. Start 3/29/10. Vacation Rental Services LLC. Not investment related. Part owner/partner. Condo vacation rental. Start 1/13/17. The Villas at Lantern Bay HOA. Not investment related. Secretary for HOA. Volunteer position. Start 2/1/16. Vintage Landing HOA. Not investment related. Board member. Volunteer position. Start 1/1/21. Heartland Church. Investment related. Volunteer. Volunteer advisory member of the church's finance team. Start 1/1/23. Destiny Builder Solutions LLC. Investment related. Sole member of LLC. Used to purchase rental property. Start 7/9/24. Legacy Builder Solutions LLC. Investment related. Sole member of LLC. Used to purchase rental property. Start 6/27/24. DC Vacation Services, LLC. Investment related. Member. Used to purchase rental property. Start 7/15/24.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view William Robert Prichard's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

March 3, 2011 - Present

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
FENTON, MO
Past

March 29, 2010 - June 30, 2025

FIRST HEARTLAND CONSULTANTS, INC.

RIA
CRD#: 110377
ST LOUIS, MO
Past

December 16, 2009 - March 1, 2011

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
VALLEY PARK, MO
Past

August 3, 2009 - December 16, 2009

NATIONAL PLANNING CORPORATION

RIA
CRD#: 29604
FENTON, MO
Past

August 3, 2009 - December 16, 2009

NATIONAL PLANNING CORPORATION

BD
CRD#: 29604
FENTON, MO
Past

August 29, 2002 - September 9, 2009

FIRST HEARTLAND CONSULTANTS, INC.

RIA
CRD#: 110377
FENTON, MO
Past

July 24, 2002 - August 3, 2009

FIRST HEARTLAND CAPITAL, INC.

BD
CRD#: 32460
FENTON, MO
Past

November 20, 1997 - August 6, 2002

OSAIC FA, INC.

RIA
CRD#: 3978
FENTON, MO
Past

July 21, 1995 - August 6, 2002

THE LINCOLN NATIONAL LIFE INSURANCE COMPANY

BD
CRD#: 2580
FORT WAYNE, IN
Past

July 21, 1995 - August 6, 2002

OSAIC FA, INC.

BD
CRD#: 3978
FORT WAYNE, IN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Missouri
(3/3/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 7/21/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 2/24/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/19/1995
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

FH
FIRST HEARTLAND CAPITAL, INC.
FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460 / SEC#: , 8-46008

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
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Contact information

Main Address
4101 Lake St. Louis Blvd., Lake St. Louis, MO 63367
Mailing Address
4101 Lake St. Louis Blvd, Lake St. Louis, MO 63367
Phone number
(636) 625-0900
Established
Missouri since 10/01/2005
Firm type
Other Types of Legal Formation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
HOFF, DAVID MICHAELPRESIDENT1058737
CHRISTY, ZEONIA MCHIEF COMPLIANCE OFFICER4067924
HALL, BRANDON WAYNECHIEF INFORMATION OFFICER5113480
HOFF, SCOTT MCHIEF OPERATIONS OFFICER5008279
JEHLE, JEANNE ANNFINOP4885198

Disclosures

Regulatory Event3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

FIRST HEARTLAND CAPITAL, INC.

CRD#: 32460Fenton, MO

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Contact information

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