James Stephen Altschuler
CFP®Professional Summary
James Stephen Altschuler, CFP®, who also goes by Jim Stephen Altschuler, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1995 - 2026. James had worked at 3 firms and has passed the Series 63 and Series 7 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
James joined RWA Wealth Partners in 2022. He enjoys helping clients achieve their financial goals, including advising on investment planning, asset allocation, tax planning, estate planning and insurance. Prior to joining RWA Wealth Partners, he was the founder and chief investment officer at his own firm since 1994. James started his career at Arthur Andersen in the tax department. He holds a B.S. in accounting from Bryant University and earned his CPA and CERTIFIED FINANCIAL...
Other Aliases
Jim Stephen Altschuler
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Credentials
Years of Experience
31 years registered in the securities industry
Current & Past Employments
Past
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Current Firm
ADVISER | RWA WEALTH PARTNERS, LLC | RWA WEALTH PARTNERS | RWA WEALTH | RWA PRIVATE WEALTH | RWA FAMILY OFFICE | RWA CAPITAL | RWA | ROPES WEALTH ADVISORS, LLC | ROPES WEALTH ADVISORS | PWAG | POLARIS WEALTH ADVISORY GROUP, LLC | ADVISER INVESTMENTS, LLC | ADVISER INVESTMENTS LLC | ADVISER INVESTMENTS | ADVISER CAPITAL
Contact Information
Main Address
Prudential Tower 800 Boylston Street, Boston, MA 02199Phone Number
(857) 255-2100# of Employees
178SEC notice filing (51 States and Territories)
Registered to provide investment advisory services in 51 US states and territories.
Documents
Part 2 Brochures
Regulatory Assets Under Management
Total Number of Accounts
19,649AUM (Assets Under Management)
$19,795,286,684Accountant Surprise Examination Report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/11/2026 | Cover Page | Report |
| 10/28/2025 | Cover Page | Report |
| 01/02/2025 | Cover Page | Report |
| 09/29/2023 | Cover Page | Report |
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Other business activities
Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
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Primary Firm SEC Registration
ADVISER | RWA WEALTH PARTNERS, LLC | RWA WEALTH PARTNERS | RWA WEALTH | RWA PRIVATE WEALTH | RWA FAMILY OFFICE | RWA CAPITAL | RWA | ROPES WEALTH ADVISORS, LLC | ROPES WEALTH ADVISORS | PWAG | POLARIS WEALTH ADVISORY GROUP, LLC | ADVISER INVESTMENTS, LLC | ADVISER INVESTMENTS LLC | ADVISER INVESTMENTS | ADVISER CAPITAL
State Registrations and Notice Filings
Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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