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Antonio Collazo Sr

MML STRATEGIC DISTRIBUTORS
SPRINGFIELD, MA
·CRD# 2641071·31 years experience

Professional Summary

Antonio Collazo Sr, who also goes by Tony Collazo, Antonio Collazo, is a registered financial advisor currently at MML STRATEGIC DISTRIBUTORS, LLC located in Springfield, Massachusetts. Antonio is registered as a RR (Registered Representative) and started their career in finance in 1995. Antonio has worked at 4 firms and has passed the Series 63, SIE and Series 6 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Tony Collazo, Antonio Collazo

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

MML STRATEGIC DISTRIBUTORS, LLC·CRD# 168638
BD
1295 State Street, Springfield, MA 01111
May 5, 2021 - Present
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Hartford, CT
October 18, 2004 - October 23, 2020
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
May 12, 2004 - October 19, 2004
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
May 12, 2004 - October 19, 2004
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY·CRD# 2580
BD
Fort Wayne, IN
November 12, 1998 - July 10, 2003
OSAIC FA, INC.·CRD# 3978
BD
Fort Wayne, IN
June 1, 1998 - July 10, 2003
LINCOLN FINANCIAL DISTRIBUTORS, INC.·CRD# 145
BD
Radnor, PA
August 17, 1995 - June 1, 1998

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Current Firm

MS
MML STRATEGIC DISTRIBUTORS, LLC

MML STRATEGIC DISTRIBUTORS, LLC

CRD#: 168638 / SEC#: 8-69322
BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)

Contact Information

Main Address

1295 State Street, Springfield, MA 01111-0001

Mailing Address

1295 State Street, Springfield, MA 01111-0001

Phone Number

(413) 744-4528

Established

Delaware since 06/07/2013

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
MASSACHUSETTS MUTUAL LIFE INSURANCE COMPANYMEMBER—
BAGGETTA, VINCENT COSIMOCHIEF RISK OFFICER2431743
BLUE, DOMINICDIRECTOR7323924
CRADDOCK, GEOFFREYDIRECTOR1444771
DIGANGI, MATTHEW TCHIEF EXECUTIVE OFFICER AND PRESIDENT3229894
DUCH III, EDWARD KARLCHIEF LEGAL OFFICER, SECRETARY AND VICE PRESIDENT4808341
GIARDIELLO, GREGORY JOSEPHDIRECTOR8256045
PUHALA, JAMESVICE PRESIDENT AND CHIEF COMPLIANCE OFFICER5290483
RISPOLI, FRANK JOSEPHCHIEF FINANCIAL OFFICER AND TREASURER4364402

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Connecticut
(5/5/2021)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Mar 1998About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Aug 1995About the Series 6 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Antonio Collazo Sr's CRS (Customer Relationship Summary).

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