Robert Cruces
Professional summary
Robert Cruces, who also goes by Bob Cruces, is a registered financial advisor currently at BROOKSTONE WEALTH ADVISORS, LLC located in New York, New York and M&A WEALTH located in New York, New York.
Robert is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Robert has worked at 14 firms and has passed the Series 65, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Robert Cruces's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 10, 2023 - Present
BROOKSTONE WEALTH ADVISORS, LLC
March 31, 2026 - Present
M&A WEALTH
November 2, 2021 - January 23, 2023
GRADIENT ADVISORS, LLC
July 27, 2020 - October 5, 2021
SIMPLICITY WEALTH
August 31, 2017 - August 27, 2020
ROYAL FUND MANAGEMENT, LLC
May 13, 2016 - May 19, 2016
SGL FINANCIAL, LLC
November 11, 2005 - May 3, 2006
AURA FINANCIAL SERVICES, INC.
July 5, 2001 - June 16, 2003
NYLIFE SECURITIES LLC
January 25, 2000 - January 30, 2001
MORGAN STANLEY DW INC.
September 11, 1998 - November 24, 1998
CHATFIELD DEAN & CO., INC.
August 4, 1998 - September 10, 1998
PACIFIC CONTINENTAL SECURITIES CORPORATION
March 11, 1998 - May 1, 1998
ON-SITE TRADING, INC.
July 1, 1997 - January 22, 1998
DUKE & CO., INC.
April 30, 1997 - May 22, 1997
DUKE & CO., INC.
February 13, 1997 - May 19, 1997
ROYCE INVESTMENT GROUP, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/31/2026)
(1/10/2023)
Exams
Current Firm
M&A WEALTH
CRD#: 299284 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 119 |
| AUM (Assets Under Management) | $ 7,972,032 |
Red Flags
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