Michael R. Tate

TATE PRIVATE WEALTH ADVISERS

SACRAMENTO, CA 95815

Some features on this profile are disabled

CRD#: 2640834

Professional summary

Michael Robert Tate, who also goes by Michael Tate, is a registered financial advisor currently at TATE PRIVATE WEALTH ADVISERS located in Sacramento, California.

Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Michael has worked at 3 firms and has passed the Series 65 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Michael Tate

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Tate's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

February 20, 2007 - Present

TATE PRIVATE WEALTH ADVISERS

Office #1: 1545 River Park Drive, Suite 375, Sacramento, CA 95815

RIA

CRD#: 120938

SACRAMENTO, CA

Past

March 13, 2008 - December 30, 2010

HB CONSULTING CORPORATION

RIA

CRD#: 146582

SIOUX FALLS, SD

Past

September 14, 1995 - January 1, 1996

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

CRD#: 332

SAN MATEO, CA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

TATE PRIVATE WEALTH ADVISERS

TALMONT ADVISORS | TPBS CAPITAL MANAGEMENT | TATE, PROPP, BEGGS & SUGIMOTO, AN ACCOUN | TATE WEALTH MANAGEMENT | TATE PRIVATE WEALTH ADVISERS

CRD#: 120938 / SEC#: 801-63712

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (7/18/2005 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/20/2007)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/19/2004

Uniform Investment Adviser Law Examination

General Industry/Product Exam

Series 6

Date: 7/25/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

TATE PRIVATE WEALTH ADVISERS

TALMONT ADVISORS | TPBS CAPITAL MANAGEMENT | TATE, PROPP, BEGGS & SUGIMOTO, AN ACCOUN | TATE WEALTH MANAGEMENT | TATE PRIVATE WEALTH ADVISERS

CRD#: 120938 / SEC#: 801-63712

RIA

Registered Investment Advisory firm - (1/3/2005 Approved)

California

Registered Investment Advisory firm - (7/18/2005 Terminated)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

1545 River Park Drive Suite 375, Sacramento, CA 95815-4614

Mailing Address

Phone number

(916) 678-7674

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

TATE PRIVATE WEALTH ADVISERS (3/29/2025)

Regulatory assets under management

Total Number of Accounts	442
AUM (Assets Under Management)	$ 288,497,342

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/26/2023	Cover Page	Report
11/23/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Jesus Zepeda

PFS INVESTMENTS INC.

SACRAMENTO, CA

Kenneth Christie

SPECTRUM WEALTH ADVISORY GROUP, LLC

IAR

Granite Bay, CA

Why Advisor Check

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Michael R. Tate

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Michael Robert Tate's CRS (Customer Relationship Summary).

Certified licenses

Experience

TATE PRIVATE WEALTH ADVISERS

HB CONSULTING CORPORATION

FRANKLIN/TEMPLETON DISTRIBUTORS, LLC

Primary Firm SEC Registration

TATE PRIVATE WEALTH ADVISERS

State Registrations and Notice Filings

Exams

Series 65

Date: 2/19/2004

Series 6

Date: 7/25/1995

Current Firm

TATE PRIVATE WEALTH ADVISERS

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

TATE PRIVATE WEALTH ADVISERS

TRUST BUT VERIFY

Similar Advisors