Jeffrey G. Haines
GATEWAY WEALTH PARTNERS | Financial Advisor
Glastonbury, CT 06033
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CRD#: 2640798
Professional summary
Jeffrey Gage Haines, who also goes by Jeffrey Haines, is a registered financial advisor currently at GATEWAY WEALTH PARTNERS, LLC located in Glastonbury, Connecticut and LPL FINANCIAL LLC located in Glastonbury, Connecticut.
Jeffrey is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Jeffrey has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jeffrey Haines
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 09/06/2023 - Gateway Financial Partners - Non-Variable Insurance - Selling: Term, whole, fixed annuities - Gateway Financial - CT 06033 - Start date: 09/23/2023. 2) 09/06/2023 - Gateway Financial Partners LLC - DBA for LPL Business (entity for LPL business) - Investment related - At reported business location(s) - 160 Hours per month. 3) 10/25/2023 - Gateway Wealth Partners, LLC - Registered Investment Advisor - IAR - Inv Related - At reported business location(s) - Start Date: 09/20/2023 -160 Hrs/Mo; 8 Hrs During Trading. I provide investment advisory services through Gateway Wealth Partners, LLC, an independent investment advisor firm. I started this business activity in 09/2023. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
CRS (Client Relationship Summary) - RIA
Click below to view Jeffrey Gage Haines's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
October 4, 2023 - Present
GATEWAY WEALTH PARTNERS, LLC
Office #1: 455 Winding Brook Drive, Glastonbury, CT 06033RIA
CRD#: 322789
Glastonbury, CT
Current
September 13, 2023 - Present
LPL FINANCIAL LLC
Office #1: 455 Winding Brook Drive, Glastonbury, CT 06033RIA
BD
CRD#: 6413
Glastonbury, CT
Past
February 19, 2016 - August 11, 2023
RAYMOND JAMES & ASSOCIATES, INC.
RIA
CRD#: 705
West Hartford, CT
Past
February 19, 2016 - August 11, 2023
RAYMOND JAMES & ASSOCIATES, INC.
BD
CRD#: 705
West Hartford, CT
Past
August 19, 2005 - February 22, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
GLASTONBURY, CT
Past
August 19, 2005 - February 22, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
GLASTONBURY, CT
Past
July 24, 2001 - August 29, 2005
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
HARTFORD, CT
Past
August 9, 1995 - August 29, 2005
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
Registered Investment Advisory firm - (9/26/2022 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/29/2023)
RR
Arizona(10/26/2023)
RR
California(9/14/2023)
RR
Connecticut(9/28/2023)
IAR
Connecticut(10/4/2023)
RR
Delaware(10/3/2023)
RR
Florida(10/23/2023)
RR
Georgia(12/14/2023)
RR
Indiana(2/20/2025)
RR
Iowa(9/18/2023)
RR
Minnesota(9/28/2023)
RR
Mississippi(10/2/2023)
RR
New York(10/12/2023)
RR
North Carolina(2/7/2025)
RR
Rhode Island(10/2/2023)
RR
South Carolina(9/29/2023)
RR
Texas(9/13/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
GW
GATEWAY WEALTH PARTNERS, LLC
ADVISORS' PRIDE | WEALTH GUARDIAN ADVISORS | UNION RETIREMENT | THORSEN WEALTH MANAGEMENT | PENNELL WEALTH ADVISORS | MCCLONE RETIREMENT ADVISORS | INTEGRATED WEALTH PARTNERS | HAGEN WEALTH MANAGEMENT | GATEWAY WEALTH PARTNERS, LLC | GATEWAY FINANCIAL PARTNERS, LLC | FORETHOUGHT PLANNING | FINANCIAL RESOURCE SERVICES | FINANCIAL ADVISORS INC. | BOBER WEALTH MANAGEMENT COMPANY
CRD#: 322789 / SEC#: 801-126635
RIA
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Contact information
Main Address
100 W. Lawrence Street Suite 304, Appleton, WI 54911
Mailing Address
Phone number
(920) 731-9293
Established
Firm type
Fiscal year end
# of Employees
66
SEC notice filing (31 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 5,702 |
| AUM (Assets Under Management) | $ 1,249,772,416 |
Red Flags
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Company Information
GATEWAY WEALTH PARTNERS, LLC
Financial AdvisorCRD#: 322789Glastonbury, CT 06033TRUST BUT VERIFY
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Contact information
(xxx) xxx-xxxx
xxxxx@xxxx.xxx
