Dennis M. Chamberlain

DIMENSIONAL FUND ADVISORS LP

Austin, TX 78746

Some features on this profile are disabled

CRD#: 2640792

Professional summary

Dennis Mitchell Chamberlain, who also goes by Mitch Chamberlain, is a registered financial advisor currently at DIMENSIONAL FUND ADVISORS LP located in Austin, Texas and DFA SECURITIES LLC located in Austin, Texas.

Dennis is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Dennis has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, SIE, Series 6, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mitch Chamberlain

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Mitchell Chamberlain's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 7, 2012 - Present

DIMENSIONAL FUND ADVISORS LP

Office #1: 6300 Bee Cave Road Building One, Austin, TX 78746

RIA

CRD#: 106482

Austin, TX

Current

March 7, 2012 - Present

DFA SECURITIES LLC

Office #1: Palisades West, Building One 6300 Bee Cave Road, Austin, TX 78746

CRD#: 10292

Austin, TX

Past

August 30, 2011 - December 12, 2011

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

RIA

CRD#: 142879

SANTA CRUZ, CA

Past

September 15, 2010 - October 21, 2010

SAYBRUS EQUITY SERVICES, LLC

CRD#: 153319

HARTFORD, CT

Past

February 4, 2009 - September 15, 2010

AXCELUS FINANCIAL DISTRIBUTION COMPANY

CRD#: 38383

PHILADELPHIA, PA

Past

May 26, 2008 - February 4, 2009

VP DISTRIBUTORS LLC

CRD#: 3036

HARTFORD, CT

Past

June 25, 2002 - December 18, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PHOENIX, AZ

Past

June 25, 2002 - December 18, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

February 12, 1999 - June 14, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

August 15, 1995 - March 9, 1999

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

DIMENSIONAL FUND ADVISORS LP

DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA

Registered Investment Advisory firm - (8/26/1981 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(3/7/2012)

Alaska
(3/7/2012)

Arizona
(3/7/2012)

Arkansas
(3/7/2012)

California
(3/7/2012)

Colorado
(3/7/2012)

Connecticut
(3/7/2012)

Delaware
(3/7/2012)

District of Columbia
(3/7/2012)

Florida
(3/7/2012)

Georgia
(3/7/2012)

Hawaii
(2/10/2025)

Idaho
(3/7/2012)

Illinois
(3/7/2012)

Indiana
(3/7/2012)

Iowa
(3/7/2012)

Kansas
(3/7/2012)

Kentucky
(3/7/2012)

Louisiana
(3/7/2012)

Maine
(3/7/2012)

Maryland
(3/7/2012)

Massachusetts
(3/7/2012)

Michigan
(3/7/2012)

Minnesota
(3/7/2012)

Mississippi
(3/7/2012)

Missouri
(3/7/2012)

Montana
(3/7/2012)

Nebraska
(3/7/2012)

Nevada
(3/7/2012)

New Hampshire
(3/7/2012)

New Jersey
(3/7/2012)

New Mexico
(3/7/2012)

New York
(3/7/2012)

North Carolina
(3/8/2012)

North Dakota
(3/7/2012)

Ohio
(3/7/2012)

Oklahoma
(3/7/2012)

Oregon
(3/7/2012)

Pennsylvania
(3/7/2012)

Rhode Island
(3/7/2012)

South Carolina
(3/7/2012)

South Dakota
(3/7/2012)

Texas
(3/7/2012)

IAR

Texas
(3/7/2012)

Utah
(3/7/2012)

Vermont
(3/7/2012)

Virginia
(3/7/2012)

Washington
(3/7/2012)

West Virginia
(3/7/2012)

Wisconsin
(3/7/2012)

Wyoming
(3/7/2012)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 8/20/2011

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/14/2008

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 9/22/2020

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 6

Date: 5/23/2008

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

Series 31

Date: 8/25/1995

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 8/14/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 11/24/2021

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

DIMENSIONAL FUND ADVISORS LP

DIMENSIONAL FUND ADVISORS INC | DIMENSIONAL FUND ADVISORS LP | DIMENSIONAL FUND ADVISORS INC.

CRD#: 106482 / SEC#: 801-16283

RIA

Registered Investment Advisory firm - (8/26/1981 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

6300 Bee Cave Road Building One, Austin, TX 78746

Mailing Address

Phone number

(512) 306-7400

Established

Firm type

Fiscal year end

# of Employees

1,135

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

DIMENSIONAL FUND ADVISORS LP FORM ADV PART 2A - ANNUAL AMENDMENT DATED MARCH 31, 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	1,611
AUM (Assets Under Management)	$ 835,713,261,770

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Steven Gallegos

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Eric Pomerantz

AMERIPRISE FINANCIAL SERVICES, LLC

IAR

Austin, TX

Jeffrey Weeks

ATX PORTFOLIO ADVISORS, LLC

IAR

Austin, TX

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Dennis M. Chamberlain

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Dennis Mitchell Chamberlain's CRS (Customer Relationship Summary).

Certified licenses

Experience

DFA SECURITIES LLC

CHAMBERLAIN FINANCIAL PLANNING & WEALTH MANAGEMENT

SAYBRUS EQUITY SERVICES, LLC

AXCELUS FINANCIAL DISTRIBUTION COMPANY

VP DISTRIBUTORS LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

PRUDENTIAL EQUITY GROUP, LLC

MORGAN STANLEY DW INC.

Primary Firm SEC Registration

DIMENSIONAL FUND ADVISORS LP

State Registrations and Notice Filings

Exams

Series 65

Date: 8/20/2011

Series 63

Date: 7/14/2008

Series 7TO

Date: 9/22/2020

SIE

Date: 10/1/2018

Series 6

Date: 5/23/2008

Series 31

Date: 8/25/1995

Series 7

Date: 8/14/1995

Series 24

Date: 11/24/2021

FINRA

Current Firm

DIMENSIONAL FUND ADVISORS LP

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

DIMENSIONAL FUND ADVISORS LP

TRUST BUT VERIFY

Similar Advisors