Patrick J. Cleary

PRIVATE CLIENT WEALTH ADVISORS

Denver, CO 80209

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CRD#: 2640791

Professional summary

Patrick John Cleary, AIF® is a registered financial advisor currently at PRIVATE CLIENT WEALTH ADVISORS, LLC located in Denver, Colorado.

Patrick is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Patrick has worked at 13 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Insurance Agent; investment related; insurance sales; started 05/2003; approx. 5 hours per month or less; 0 hours during trading hours; Duties are to provide insurance products for clients as suitable.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Cleary's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

AIF^®

Accredited Investment Fiduciary

Experience

Current

June 10, 2021 - Present

PRIVATE CLIENT WEALTH ADVISORS, LLC

Office #1: 1040 South Gaylord Street Suite 12, Denver, CO 80209

RIA

CRD#: 172613

Denver, CO

Past

March 8, 2019 - May 27, 2021

ALPHA CUBED INVESTMENTS, LLC

RIA

CRD#: 159347

IRVINE, CA

Past

March 2, 2018 - March 22, 2019

LARIMER CAPITAL CORPORATION

RIA

CRD#: 18189

DENVER, CO

Past

January 5, 2016 - March 22, 2019

LARIMER CAPITAL CORPORATION

CRD#: 18189

DENVER, CO

Past

April 8, 2013 - December 7, 2015

CETERA ADVISORS LLC

CRD#: 10299

DENVER, CO

Past

July 5, 2011 - March 14, 2013

LPL FINANCIAL LLC

CRD#: 6413

SAN DIEGO, CA

Past

July 7, 2010 - June 20, 2011

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

CRD#: 15708

BIRMINGHAM, AL

Past

December 10, 2008 - January 5, 2010

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

DENVER, CO

Past

January 7, 2008 - July 31, 2008

EQUITABLE DISTRIBUTORS, LLC

CRD#: 25900

CHARLOTTE, NC

Past

December 11, 2004 - January 8, 2008

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 107622

NEW YORK CITY, NY

Past

May 1, 2001 - December 11, 2004

METLIFE INVESTORS DISTRIBUTION COMPANY

CRD#: 6695

NEWPORT BEACH, CA

Past

May 25, 1999 - May 1, 2001

METLIFE INVESTORS SALES COMPANY

CRD#: 15950

OAKBROOK TERRACE, IL

Past

February 28, 1997 - July 30, 1999

OSAIC WEALTH, INC.

CRD#: 23131

SCOTTSDALE, AZ

Past

July 26, 1995 - July 31, 1996

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

SMITHFIELD, RI

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Colorado
(6/10/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/2017

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/31/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/22/2009

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/25/1995

Investment Company Products/Variable Contracts Representative Examination

Current Firm

PRIVATE CLIENT WEALTH ADVISORS, LLC

CHANGE WEALTH ADVISORS | PRIVATE CLIENT WEALTH ADVISORS, LLC | ENGAGE IN WEALTH

CRD#: 172613 / SEC#:

Alaska

Registered Investment Advisory firm - (12/6/2024 Terminated)

Arizona

Registered Investment Advisory firm - (4/6/2015 Approved)

California

Registered Investment Advisory firm - (4/11/2019 Approved)

Colorado

Registered Investment Advisory firm - (10/31/2014 Approved)

Nevada

Registered Investment Advisory firm - (12/17/2024 Terminated)

South Dakota

Registered Investment Advisory firm - (3/3/2015 Approved)

Texas

Registered Investment Advisory firm - (5/4/2020 Conditional Restricted)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

1040 South Gaylord Street Suite 12, Denver, CO 80209

Mailing Address

Phone number

(303) 945-2222

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	102
AUM (Assets Under Management)	$ 28,818,289

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Patrick J. Cleary

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Patrick John Cleary's CRS (Customer Relationship Summary).

Certified licenses

Experience

ALPHA CUBED INVESTMENTS, LLC

LARIMER CAPITAL CORPORATION

LARIMER CAPITAL CORPORATION

CETERA ADVISORS LLC

LPL FINANCIAL LLC

CONCOURSE FINANCIAL GROUP SECURITIES, INC.

TRANSAMERICA CAPITAL, LLC

EQUITABLE DISTRIBUTORS, LLC

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS DISTRIBUTION COMPANY

METLIFE INVESTORS SALES COMPANY

OSAIC WEALTH, INC.

FIDELITY DISTRIBUTORS COMPANY LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/2017

Series 63

Date: 7/31/1995

SIE

Date: 10/1/2018

Series 7

Date: 12/22/2009

Series 6

Date: 7/25/1995

Current Firm

PRIVATE CLIENT WEALTH ADVISORS, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

PRIVATE CLIENT WEALTH ADVISORS, LLC

TRUST BUT VERIFY

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