Brian Bachik

INVESTORS BROKERAGE OF TEXAS, LTD.

Waco, TX 76701

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CRD#: 2640784

Professional summary

Brian Bachik is a registered financial advisor currently at INVESTORS BROKERAGE OF TEXAS, LTD. located in Waco, Texas.

Brian is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Brian has worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Bachik's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brian Bachik's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 18, 2009 - Present

INVESTORS BROKERAGE OF TEXAS, LTD.

Office #1: 225 S. 5th St., Waco, TX 76701Office #2: 225 South 5th Street, Waco, TX 76701

RIA

CRD#: 13037

Waco, TX

Current

April 7, 2000 - Present

INVESTORS BROKERAGE OF TEXAS, LTD.

Office #1: 225 S. 5th St., Waco, TX 76701Office #2: 225 South 5th St., Waco, TX 76701

RIA

CRD#: 13037

Waco, TX

Past

March 31, 1998 - March 31, 2000

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

August 24, 1995 - March 17, 1998

MOMENTUM INDEPENDENT NETWORK INC.

CRD#: 17587

DALLAS, TX

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Texas
(4/7/2000)

IAR

Texas
(12/18/2009)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/10/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/11/2005

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 8/23/1995

Investment Company Products/Variable Contracts Representative Examination

SRO Registrations

FINRA

Current Firm

INVESTORS BROKERAGE OF TEXAS, LTD.

INVESTORS BROKERAGE OF TEXAS, INC. | STEWART/BELF SECURITIES, INC. | REALTORS CONSULTANTS, INC. | INVESTORS BROKERAGE OF TEXAS, LTD.

CRD#: 13037 / SEC#: , 8-28644

Texas

Registered Investment Advisory firm - SEC (1/20/2010 Approved)

Broker-Dealer Firm Regulated by FINRA (Dallas district office)

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Contact information

Main Address

225 South 5th St., Waco, TX 76701

Mailing Address

225 South 5th St., Waco, TX 76701

Phone number

(254) 759-3702

Established

Texas since 12/01/2000

Firm type

Partnership

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (1 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Latest Form ADV

Direct owners and executive officers

Name	Position	CRD#
INSURORS.COM, INC.	LIMITED PARTNER
BROOKS, JOSEPH KEVIN	CHIEF FINANCIAL OPERATIONS OFFICER	2114242
INSURORS GENERAL PARTNER, LLC	GENERAL PARTNER
KOHN, TIMOTHY RANDALL	MANAGING PRINCIPAL/SROP/CROP/CCO	1113921

Regulatory assets under management

Total Number of Accounts	18
AUM (Assets Under Management)	$ 88,879,830

Disclosures

Regulatory Event

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Brian Bachik

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Brian Bachik's CRS (Customer Relationship Summary).

CRS (Client Relationship Summary) - BD

Click below to view Brian Bachik's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTORS BROKERAGE OF TEXAS, LTD.

NATIONWIDE INVESTMENT SERVICES CORPORATION

MOMENTUM INDEPENDENT NETWORK INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 4/10/1998

Series 63

Date: 8/25/1995

SIE

Date: 10/1/2018

Series 7

Date: 8/11/2005

Series 6

Date: 8/23/1995

FINRA

Current Firm

INVESTORS BROKERAGE OF TEXAS, LTD.

Contact information

FINRA licenses (1 States and Territories)

Documents

Direct owners and executive officers

Regulatory assets under management

Disclosures

Red Flags

Company Information

INVESTORS BROKERAGE OF TEXAS, LTD.

TRUST BUT VERIFY

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