George A. Kirchwey

COMMERCE STREET INVESTMENT MANAGEMENT

Dallas, TX 75202

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CRD#: 2640734

Professional summary

George Allen Kirchwey is a registered financial advisor currently at COMMERCE STREET INVESTMENT MANAGEMENT located in Dallas, Texas and COMMERCE STREET CAPITAL, LLC located in Dallas, Texas.

George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1998. George has worked at 5 firms and has passed the Series 66, Series 79TO, Series 99TO, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1. Sealy & Co's SIP IV Fund; Dallas, TX; Start Aug 1, 2025; investment related; management committee member; spends approximately 4-5 hours per month.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Allen Kirchwey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

October 1, 2008 - Present

COMMERCE STREET INVESTMENT MANAGEMENT

Office #1: 1445 Ross Avenue, Suite 2700, Dallas, TX 75202

RIA

CRD#: 144278

Dallas, TX

Current

October 1, 2007 - Present

COMMERCE STREET CAPITAL, LLC

Office #1: 1445 Ross Ave. Suite 2700, Dallas, TX 75202

CRD#: 143797

Dallas, TX

Past

May 19, 2006 - October 1, 2007

SAMCO CAPITAL MARKETS, INC.

CRD#: 136532

DALLAS, TX

Past

February 3, 2003 - May 19, 2006

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Past

July 7, 2000 - February 3, 2003

SERVICE ASSET MANAGEMENT COMPANY

CRD#: 47157

AUSTIN, TX

Past

April 21, 1998 - September 1, 2000

PENSON FINANCIAL SERVICES, INC.

CRD#: 25866

DALLAS, TX

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

COMMERCE STREET INVESTMENT MANAGEMENT

CLARIS CAPITAL PARTNERS | COMMERCE STREET PEAK ADVISORS | COMMERCE STREET INVESTMENT MANAGEMENT | COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD#: 144278 / SEC#: 801-68792

RIA

Registered Investment Advisory firm - (1/22/2008 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(3/24/2017)

District of Columbia
(2/20/2020)

Montana
(3/29/2017)

North Carolina
(2/1/2023)

Oregon
(11/9/2021)

Texas
(10/30/2007)

IAR

Texas
(10/1/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/26/2007

Uniform Combined State Law Examination

General Industry/Product Exam

Series 79TO

Date: 1/2/2023

Investment Banking Registered Representative Examination

General Industry/Product Exam

Series 99TO

Date: 1/2/2023

Operations Professional Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 87

Date: 1/23/2007

Research Analyst Exam - Part II Regulations Module

General Industry/Product Exam

Series 86

Date: 8/22/2006

Research Analyst Exam - Part I Analysis Module

General Industry/Product Exam

Series 7

Date: 4/20/1998

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 6/28/2007

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

COMMERCE STREET INVESTMENT MANAGEMENT

CLARIS CAPITAL PARTNERS | COMMERCE STREET PEAK ADVISORS | COMMERCE STREET INVESTMENT MANAGEMENT | COMMERCE STREET INVESTMENT ADVISOR, LLC

CRD#: 144278 / SEC#: 801-68792

RIA

Registered Investment Advisory firm - (1/22/2008 Approved)

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Contact information

Main Address

1445 Ross Avenue, Suite 2700, Dallas, TX 75202

Mailing Address

Phone number

(214) 545-6800

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (16 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ANNUAL AMENDED FORM ADV PART 2A BROCHURE- MARCH 2025 (3/26/2025)

Regulatory assets under management

Total Number of Accounts	76
AUM (Assets Under Management)	$ 876,451,597

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

George A. Kirchwey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view George Allen Kirchwey's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMMERCE STREET CAPITAL, LLC

SAMCO CAPITAL MARKETS, INC.

PENSON FINANCIAL SERVICES, INC.

SERVICE ASSET MANAGEMENT COMPANY

PENSON FINANCIAL SERVICES, INC.

Primary Firm SEC Registration

COMMERCE STREET INVESTMENT MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 10/26/2007

Series 79TO

Date: 1/2/2023

Series 99TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 87

Date: 1/23/2007

Series 86

Date: 8/22/2006

Series 7

Date: 4/20/1998

Series 24

Date: 6/28/2007

FINRA

Current Firm

COMMERCE STREET INVESTMENT MANAGEMENT

Contact information

SEC notice filing (16 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

COMMERCE STREET INVESTMENT MANAGEMENT

TRUST BUT VERIFY

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