DD
Dave A. Dayler
FORTUNE FINANCIAL SERVICES
Menomonee Falls, WI
Some features on this profile are disabled
CRD#: 2640614
DD
Professional summary
Dave Alan Dayler, who also goes by David Gutteter, is a registered financial professional currently at FORTUNE FINANCIAL SERVICES, INC. located in Menomonee Falls, Wisconsin.
Dave is registered as a RR (Registered Representative) and started their career in finance in 1995. Dave has worked at 4 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
David Gutteter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.) DAYLER FINANCIAL POSITION: Independent Advisor NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 100 SECURITIES TRADING HOURS: 80 START DATE: 06/05/1995 ADDRESS: 12645 W. Burliegh Road, Suite 27, Brookfield WI 53005, United States DESCRIPTION: Providing non-fee based financial advice and insurance sales for individuals and small businesses. I gather info, provide recommendations. I don't require clients to sign any contracts or agreements. I do not collect any fees. I provide mutual fund and insurance based product recommendations. 2) GUYTON ENTERTAINMENT POSITION: Executive Director NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2023 ADDRESS: 1321 N 45th Street, Milwaukee WI 53208, United States DESCRIPTION: Helping the business development of Guyton Entertainment. Providing business guidance, generating business contacts, organizing operational systems. Scheduling and promoting bands for specific special events. 3) Independent Audio Engineer POSITION: audio engineer INVESTMENT RELATED: No NUMBER OF HOURS: 0-40 SECURITIES TRADING HOURS: START DATE: 06/17/2023 ADDRESS: N58W5842 Cherlyn Drive, Menomonee Falls WI 53051, United States DESCRIPTION: For hire audio engineer as needed 4) Wisconsin Area Music Industry Awards Corp POSITION: board member NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: START DATE: 10/24/2022 ADDRESS: 8375 S Howell Avenue, Ste 202, Oak Creek WI 53154, United States DESCRIPTION: provide insight and guidance for a 501(c)3 organization designed to recognize and promote statewide musicians and to provide scholarships
CRS (Client Relationship Summary) - BD
Click below to view Dave Alan Dayler's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
September 8, 2023 - Present
FORTUNE FINANCIAL SERVICES, INC.
BD
CRD#: 42150
Menomonee Falls, WI
Past
December 11, 2003 - September 12, 2023
WOODBURY FINANCIAL SERVICES, INC.
RIA
CRD#: 421
BROOKFIELD, WI
Past
December 11, 2003 - September 12, 2023
WOODBURY FINANCIAL SERVICES, INC.
BD
CRD#: 421
BROOKFIELD, WI
Past
November 20, 2003 - December 16, 2003
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
GREENFIELD, WI
Past
February 26, 2002 - December 31, 2002
UNITED SECURITIES ALLIANCE, INC.
RIA
CRD#: 36487
GREENFIELD, WI
Past
December 22, 2000 - December 16, 2003
UNITED SECURITIES ALLIANCE, INC.
BD
CRD#: 36487
GREENWOOD VILLAGE, CO
Past
September 22, 1995 - December 20, 2000
WMA SECURITIES, INC.
BD
CRD#: 32625
DULUTH, GA
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
California(4/29/2025)
RR
Michigan(9/12/2023)
RR
South Carolina(1/8/2025)
RR
Wisconsin(9/12/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FF
FORTUNE FINANCIAL SERVICES, INC.
FORTUNE FINANCIAL SERVICES, INC.
CRD#: 42150 / SEC#: , 8-49727
BD
Broker-Dealer Firm Regulated by FINRA (Philadelphia district office)
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Contact information
Main Address
3582 Brodhead Road Suite 202, Monaca, PA 15061
Mailing Address
P.o. Box 238, Monaca, PA 15061
Phone number
(724) 846-2488
Established
Pennsylvania since 10/21/1996
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| DANIELS, BLAKE WILLIAM | CHAIRMAN OF THE BOARD; SECRETARY;TREASURER;CFO | 1285106 |
| DANIELS, BRIAN LEE | OWNER | 1213561 |
| BENTLEY, GREGORY JOHN | PRESIDENT, CHIEF EXECUTIVE OFFICER | 705379 |
| PINTARIC, WILLIAM RICHARD JR | CHIEF COMPLIANCE OFFICER | |
| WHITENACK, MITCH LEE | CHIEF OPERATIONS OFFICER, FINOP, PFO, POO | 4794021 |
Disclosures
| Regulatory Event | 4 |
Red Flags
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