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Svend E. Enger

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CRD#: 2640534
SE

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Svend Erik Enger was a registered financial professional .

Svend is a previously registered financial professional and started their career in finance in 1995. Svend had worked at 2 firms and has passed the Series 7, Series 4 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

February 21, 1996 - May 22, 1996

AMERICAN INVESTMENT SERVICES, INC.

BD
CRD#: 21111
OKLAHOMA CITY, OK
Past

December 22, 1995 - April 24, 2014

AKJ

BD
CRD#: 38702
OSLO,

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

General Industry/Product Exam
RR
Series 7
Date: 7/20/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 4
Date: 6/14/1996
Registered Options Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 1/12/1996
General Securities Principal Examination

Current Firm

AI
AMERICAN INVESTMENT SERVICES, INC.
AMERICAN INVESTMENT SERVICES, INC. | AMERICAN INVESTMNET SERVICES, INC.

CRD#: 21111 / SEC#: , 8-38685

BD
Terminated by SEC on 08/31/2002
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Contact information

Main Address
Mailing Address
Phone number
Established
Illinois since 09/20/1987
Firm type
Corporation
Fiscal year end
December
# of Employees

Documents

Direct owners and executive officers

NamePositionCRD#
AISCO HOLDINGS, INC.SHAREHOLDER
NATIONAL CAPITAL COMPANIESSHAREHOLDER
CERBONE, JOSEPH ANTHONYPRESIDENT43833
USELTON, DARREL THOMASCHAIRMAN OF THE BOARD2051430
USELTON, MARK ALANMANAGER/DIRECTOR2229571

Disclosures

Regulatory Event22
Civil Event1
Arbitration14

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN INVESTMENT SERVICES, INC.

CRD#: 21111

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