John B. Chapel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
John Bruce Chapel was a registered financial professional .
John is a previously registered financial professional and started their career in finance in 1995. John had worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 9, 2008 - December 24, 2014
GROVE POINT INVESTMENTS, LLC
August 11, 2006 - September 10, 2008
GUNNALLEN FINANCIAL, INC
December 4, 1998 - August 16, 2006
SII INVESTMENTS, INC.
October 29, 1998 - November 20, 1998
SII INVESTMENTS, INC.
February 19, 1997 - October 28, 1998
VOYA FINANCIAL ADVISORS, INC.
August 3, 1995 - August 3, 1995
RELIASTAR FINANCIAL MARKETING CORP.
August 3, 1995 - December 31, 1996
VOYA FINANCIAL ADVISORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GROVE POINT INVESTMENTS, LLC
CRD#: 1763 / SEC#: 801-undefined, 8-31165
Contact information
FINRA licenses (4 States and Territories)
Disclosures
| Regulatory Event | 17 |
| Arbitration | 3 |
| Bond | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
