Alyssa M. Morrisroe
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Alyssa Marie Morrisroe, who also goes by Alyssa Marie Finn, Alyssa Morrisroe, was a registered financial professional .
Alyssa is a previously registered financial professional and started their career in finance in 2001. Alyssa had worked at 7 firms and has passed the Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 6, 2021 - January 6, 2023
FON CORPORATE FINANCE LLC
July 15, 2019 - June 29, 2020
GLAUCON CAPITAL PARTNERS, L.L.C.
April 19, 2016 - October 6, 2017
JCP SECURITIES
June 21, 2013 - March 30, 2015
KPMG CORPORATE FINANCE LLC
April 29, 2008 - January 2, 2013
LINCOLN INTERNATIONAL LLC
February 5, 2004 - March 14, 2008
JEFFERIES LLC
November 9, 2001 - April 16, 2004
QUARTERDECK INVESTMENT PARTNERS, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 9/20/2019
Investment Banking Registered Representative ExaminationCurrent Firm
FON CORPORATE FINANCE LLC
CRD#: 307905 / SEC#: , 8-70500
Contact information
FINRA licenses (3 States and Territories)
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
