Kelli R. Roiter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kelli Raquel Roiter, who also goes by Roiter Raquel Kelli Raquel, was a registered financial professional .
Kelli is a previously registered financial professional and started their career in finance in 1996. Kelli had worked at 6 firms and has passed the Series 65, Series 63, Series 79TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 9, 2010 - June 3, 2013
JEFFERIES HIGH YIELD TRADING, LLC
July 3, 2008 - July 17, 2023
JEFFERIES LLC
June 7, 2006 - July 1, 2008
DOMINICK & DICKERMAN LLC
May 22, 2006 - July 1, 2008
DOMINICK & DICKERMAN LLC
May 20, 2004 - June 6, 2005
PARAMOUNT BIOCAPITAL, INC.
May 8, 2003 - March 30, 2004
CITICORP INVESTMENT SERVICES
July 30, 2002 - December 20, 2002
PERSHING LLC
October 31, 1996 - December 20, 2002
PERSHING LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationCurrent Firm
JEFFERIES HIGH YIELD TRADING, LLC
CRD#: 47363 / SEC#: , 8-51771
Contact information
Documents
Disclosures
| Regulatory Event | 2 |
Red Flags
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