Kenneth M. Denslow
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Milliard Denslow, who also goes by Ken Denslow, Kenneth Milliard Denslow Jr, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1995. Kenneth had worked at 14 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 9, 2022 - March 17, 2025
TRIAD SECURITIES CORP
March 22, 2019 - September 26, 2019
ROBERTS & RYAN, INC.
January 30, 2008 - August 8, 2022
LEK SECURITIES CORPORATION
December 12, 2007 - January 28, 2008
FARINA & ASSOCIATES, INC.
June 8, 2007 - December 12, 2007
INTERACTIVE BROKERS CORP.
October 12, 2006 - July 2, 2007
SUNGARD INSTITUTIONAL BROKERAGE INC.
March 3, 2003 - June 25, 2007
FIS BROKERAGE & SECURITIES SERVICES LLC
February 21, 2003 - March 3, 2003
RUMSON CAPITAL, LLC
November 20, 2000 - January 17, 2003
EDGETRADE LLC
November 23, 1999 - May 18, 2000
ADVEST, INC.
October 6, 1999 - November 16, 1999
JOSEPHTHAL & CO., INC.
May 12, 1997 - October 8, 1999
SANDPIPER SECURITIES, LLC
September 19, 1996 - November 8, 1996
BANKERS INTERNATIONAL SECURITIES, INC.
November 24, 1995 - September 14, 1996
DAVID LERNER ASSOCIATES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRIAD SECURITIES CORP
CRD#: 11363 / SEC#: , 8-20930
Contact information
FINRA licenses (42 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KEVIN M. SCHULTZ 2020 GST EXEMPT TRUST | SHAREHOLDER | |
| ARTICLE 6TH TRUST UW RICHARD SCHULTZ, JUDITH SCHULTZ TTEE | SHAREHOLDER | |
| CYNTHIA HORNIG 2011 GST EXEMPT TRUST U/D 8/10/2011 | SHAREHOLDER | |
| KEVIN SCHULTZ 2011 GST EXEMPT TRUST U/D 8/10/2011 | SHAREHOLDER | |
| FISHER, KENNETH ALAN | CEO | 4631540 |
| GOLDSMITH, LAWRENCE HARRY | DIRECTOR OF OPERATIONS/PRESIDENT | 1386783 |
| HOEHLER, TIMOTHY WILLIAM | CHIEF COMPLIANCE OFFICER | 2176769 |
| HORNIG, CYNTHIA | TRUSTEE-CYNTHIA HORNIG TRUST | 5989716 |
| LINDEN, ARTHUR AARON | SECRETARY/TREASURER | 1230452 |
| ROTHENBERG, SHARI P | FINOP/POO | 6590875 |
| SCHULTZ, JUDITH | TRUSTEE-ARTICLE 6TH TRUST | 6041541 |
| SCHULTZ, KEVIN MATTHEW | TRUSTEE-KEVIN M. SCHULTZ 2020 GST EXEMPT TRUST | 1779792 |
| SCHULTZ, KEVIN MATTHEW | TRUSTEE-KEVIN SCHULTZ TRUST | 1779792 |
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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