Steven Prumo
Professional summary
Steven Prumo, CIMA®, who also goes by Steven Michael Prumo, is a registered financial advisor currently at PRUMO WEALTH MANAGEMENT, LLC located in Townson, Maryland.
Steven is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Steven has worked at 4 firms and has passed the Series 66, Series 63, Series 65, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Steven Prumo's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 9, 2026 - Present
PRUMO WEALTH MANAGEMENT, LLC
October 6, 2023 - October 31, 2025
MORGAN STANLEY
October 6, 2023 - October 31, 2025
MORGAN STANLEY
September 9, 2010 - October 11, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 16, 2010 - October 11, 2023
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 19, 1999 - March 21, 2003
CITIGROUP GLOBAL MARKETS INC.
September 30, 1999 - March 21, 2003
CITIGROUP GLOBAL MARKETS INC.
December 7, 1995 - September 21, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/9/2026)
Exams
Current Firm
PRUMO WEALTH MANAGEMENT, LLC
CRD#: 340283 / SEC#:
Contact information
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PRUMO WEALTH MANAGEMENT, LLC
Wealth Management AdvisorCRD#: 340283Townson, MDTRUST BUT VERIFY
Monitor Steven Prumo
Get automatic monthly alerts on:
