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JG

James Howard Gibert Jr

CRD# 2639863·Registered 1995 - 2017
Previously Registered: Being a previously registered professional could mean that James is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

James Howard Gibert JR, who also goes by James H (jr) Gibert, Jimmy Gibert Jr, was a registered financial advisor. James was a previously registered financial professional and started their career in finance 1995 - 2017. James had worked at 4 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

James H (jr) Gibert, Jimmy Gibert Jr

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

IBERIA CAPITAL PARTNERS L.L.C.·CRD# 152766
BD
New Orleans, LA
November 8, 2010 - December 8, 2017
RICE, VOELKER, LLC·CRD# 39838
BD
New Orleans, LA
July 22, 1999 - December 3, 2010
CAPITAL ONE INVESTMENTS, LLC·CRD# 17526
BD
New Orleans, LA
January 30, 1997 - June 3, 1999
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
September 22, 1995 - January 17, 1997

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Current Firm

IC
IBERIA CAPITAL PARTNERS L.L.C.

IBERIA CAPITAL PARTNERS L.L.C.

CRD#: 152766 / SEC#: 8-68477
BD
Terminated by SEC on 03/07/2021

Contact Information

Established

Louisiana since 12/17/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
FIRST HORIZON NATIONAL CORPORATIONMEMBER—
BYRD, DARYL GLYNNDIRECTOR5761573
LAKEY, MARY THIELCHIEF OPERATIONS OFFICER/CCO5842843
PARKER, JEFFERSON GLENNYDIRECTOR/CEO/CFO835439
PELLETIER, MICHAEL DAVIDDIRECTOR5761585
RESTEL, ANTHONY JOSEPHDIRECTOR5762931
WORLEY, CLIFTON MDIRECTOR/PRESIDENT5246893

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Oct 1995About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Dec 2017About the SIE exam

Series 7 — General Securities Representative Examination

Passed Sep 1995About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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