Marc E. Florin
Professional summary
Marc Elliott Florin, who also goes by Mark Florin, is a registered financial professional currently at FBN SECURITIES, INC. located in New York, New York.
Marc is registered as a RR (Registered Representative) and started their career in finance in 1995. Marc has worked at 5 firms and has passed the Series 63, Series 99TO, Series 57TO, Series 79TO, SIE, Series 55, Series 7, Series 4 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Marc Elliott Florin's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 14, 2016 - Present
FBN SECURITIES, INC.
Office #1: 112 West 34th Street 17th Floor, New York, NY 10120December 6, 2001 - November 11, 2016
TD PRIME SERVICES LLC
January 14, 1999 - March 17, 1999
FIRST NEW YORK SECURITIES L.L.C.
October 8, 1996 - February 4, 1999
PARAMOUNT BIOCAPITAL, INC.
December 13, 1995 - March 20, 1996
BDS SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/13/2020)
(11/14/2016)
(11/14/2016)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationSeries 55
Date: 10/31/2000
Limited Representative-Equity Trader ExamFINRA
Nasdaq Stock Market
Current Firm
FBN SECURITIES, INC.
CRD#: 18315 / SEC#: , 8-30461
Contact information
FINRA licenses (36 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 3 |
Red Flags
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