Roger A. Toelke

DOBSON STREET LLC

Winter Park, FL 32789

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CRD#: 2639825

Professional summary

Roger Alan Toelke is a registered financial advisor currently at DOBSON STREET LLC located in Winter Park, Florida.

Roger is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Roger has worked at 6 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 27, Series 8 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) FAUTORES FAMILY OFFICES FROM INDIVIDUALS TO GENERATIONS. (TM) 283 CRANES ROOST BLVD. STE. 120 ALTAMONTE SPRINGS, FL 32701 3/2012-PRESENT.- NOT INVESTMENT RELATED. SMALL BUSINESS CONSULTING-20 HOURS A MONTH ALL DURING TRADING HOURS. TAX PREPARATION- AROUND FIVE HOURS A MONTH WITH ALL BEING DURING MARKET HOURS. PENSION RELATED SERVICES LESS THAN TEN HOURS A WEEK WITH ALL OF THEM DURING MARKET HOURS. LIFE AND HEALTH INSURANCE- FIVE HOURS A MONTH ALL DURING TRADING HOURS. PROVIDES FINANCIAL PLANNING, INVESTMENTS AND FINACIAL EDUCATION FOR INDIVIDUALS AND BUSINESSES. TWO HOURS A MONTH ALL DURING TRADING HOURS. 2) WILBANKS SECURITIES ADVISORY-INVESTMENT ADVISOR REPRESENTATIVE- INVESTMENT RELATED-283 CRANES ROOST BLVD. STE. 120 ALTAMONTE SPRINGS, FL 32701-12/2009-PRESENT- 40 HOURS A MONTH ALL DURING TRADING HOURS. 3) R.A TOELKE AND CO.- OWNER-POLYETHYLENE SALES. NO INVESTMENT RELATED. 283 CRANES ROOST BLVD. STE. 120 ALTAMONTE SPRINGS, FL 32701 LESS THAN ONE HOUR PER MONTH AND LESS THAN ONE HOUR PER MONTH DURING TRADING HOURS. 3-2012-PRESENT. 4)NATIONAL ADVISOR TRUST- OVERLAND PARK KANSAS, 1/2000-PRESENT, SHAREHOLDER. NOT INVESTMENT RELATED. 5 HOURS A MONTH ALL DURING MARKET HOURS. (5))Roger Alan Toelke is ownerof R.A.Toelke Inc. a Polyethylene Film Distributor. He does not offer clients any services or products from this outside activity. He spends less than an hour a month on this outside activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Alan Toelke's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 12, 2017 - Present

DOBSON STREET LLC

Office #1: 1531 Aloma Avenue, Winter Park, FL 32789Office #2: 1650 Sand Lake Road #115, Orlando, FL 32809

RIA

CRD#: 289509

Winter Park, FL

Past

January 8, 2010 - March 19, 2018

WILBANKS SECURITIES ADVISORY

RIA

CRD#: 118304

Winter Park, FL

Past

December 7, 2009 - October 2, 2017

WILBANKS SECURITIES, INC.

CRD#: 40673

ALTAMONTE SPRINGS, FL

Past

April 3, 2008 - December 8, 2009

BROOKSTONE SECURITIES, INC.

RIA

CRD#: 13366

ALTAMONTE SPRINGS, FL

Past

March 18, 2008 - December 8, 2009

BROOKSTONE SECURITIES, INC.

CRD#: 13366

ALTAMONTE SPRINGS, FL

Past

March 18, 2008 - September 11, 2012

MUTUAL FUND SPECIALISTS, INC.

CRD#: 35739

WINTER PARK, FL

Past

September 27, 2000 - December 31, 2009

TOELKE & ASSOCIATES, INC.

RIA

CRD#: 142053

WINTER PARK, FL

Past

August 30, 1995 - October 5, 2007

MUTUAL FUND SPECIALISTS, INC.

CRD#: 35739

WINTER PARK, FL

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Florida
(12/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2000

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/11/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/2/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 8/29/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 27

Date: 1/24/1996

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 8

Date: 12/20/1995

General Securities Sales Supervisor Examination (Options Module & General Module)

Principal/Supervisory Exam

Series 24

Date: 11/18/1995

General Securities Principal Examination

Current Firm

DOBSON STREET LLC

CRD#: 289509 / SEC#:

Florida

Registered Investment Advisory firm - (12/12/2017 Approved)

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Contact information

Main Address

1531 Aloma Avenue, Winter Park, FL 32789

Mailing Address

Phone number

(407) 765-5446

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	69
AUM (Assets Under Management)	$ 8,347,534

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Roger A. Toelke

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Roger Alan Toelke's CRS (Customer Relationship Summary).

Certified licenses

Experience

WILBANKS SECURITIES ADVISORY

WILBANKS SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

BROOKSTONE SECURITIES, INC.

MUTUAL FUND SPECIALISTS, INC.

TOELKE & ASSOCIATES, INC.

MUTUAL FUND SPECIALISTS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2000

Series 63

Date: 12/11/1995

SIE

Date: 10/2/2017

Series 7

Date: 8/29/1995

Series 27

Date: 1/24/1996

Series 8

Date: 12/20/1995

Series 24

Date: 11/18/1995

Current Firm

DOBSON STREET LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

DOBSON STREET LLC

TRUST BUT VERIFY

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