Antony M. Howard
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Antony Marquis Howard, who also goes by Tony Howard, was a registered financial professional .
Antony is a previously registered financial professional and started their career in finance in 1995. Antony had worked at 4 firms and has passed the Series 65, Series 63 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2004 - August 29, 2014
LEO BROKERAGE, LLC
June 4, 2004 - August 29, 2014
LEO BROKERAGE, LLC
April 5, 2004 - June 4, 2004
FIRST MIDWEST SECURITIES, INC.
April 5, 2004 - June 4, 2004
FIRST MIDWEST SECURITIES, INC.
February 26, 2002 - April 6, 2004
WADDELL & REED
October 1, 2001 - April 6, 2004
WADDELL & REED
October 18, 1995 - September 25, 2001
PFS INVESTMENTS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LEO BROKERAGE, LLC
CRD#: 109121 / SEC#: 801-57022, 8-53487
Contact information
FINRA licenses (13 States and Territories)
Disclosures
| Regulatory Event | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
