Richard J. Archer
ARCHER INVESTMENT MANAGEMENT
Austin, TX
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CRD#: 2639749
Professional summary
Richard James Archer, CFP® is a registered financial advisor currently at ARCHER INVESTMENT MANAGEMENT located in Austin, Texas.
Richard is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1999. Richard has worked at 5 firms and has passed the Series 66 and Series 7 exams.
Biography
Investment Management
Our complete investment solution — available for clients with more than $500,000 under AIM's management
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Comprehensive financial planning (see above; no hourly fees)
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Custom investment portfolio
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Personalized client portal
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Detailed risk analysis
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Access to DFA mutual funds when appropriate
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Socially responsible investments available
Question & Answer
What are your service offerings?
Retirement Income Management
Socially Responsible Investing
Life Transitions
Budgeting
Small Business Planning
Insurance Planning
Social Security Planning
Education Planning
Estate Planning
Employee and Employer Plan Ben...
Tax Planning
Retirement Planning
Investment Planning
Comprehensive Financial Planni...
Do you have an area of expertise or specialization?
Corporate Executives
Investment Advice with Ongoing...
LGBT Couples and Families
Socially Responsible Investmen...
Unmarried Couples
Women's Financial Planning Iss...
What is your minimum asset requirement?
1M
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Richard James Archer's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2013
Experience
Current
March 19, 2008 - Present
ARCHER INVESTMENT MANAGEMENT
RIA
CRD#: 146852
Austin, TX
Past
October 17, 2005 - April 15, 2008
ALPHA CAPITAL MANAGEMENT
RIA
CRD#: 121703
AUSTIN, TX
Past
September 17, 2004 - November 5, 2004
WATERSTREET INVESTMENT CONSULTANTS, LLC
RIA
CRD#: 132485
AUSTIN, TX
Past
August 13, 2003 - October 4, 2004
CITIGROUP GLOBAL MARKETS INC.
RIA
CRD#: 7059
AUSTIN, TX
Past
August 13, 2003 - October 4, 2004
CITIGROUP GLOBAL MARKETS INC.
BD
CRD#: 7059
NEW YORK, NY
Past
January 21, 1999 - August 8, 2003
KEYBANC CAPITAL MARKETS INC.
BD
CRD#: 566
CLEVELAND, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ARCHER INVESTMENT MANAGEMENT
AEQUITAS INVESTMENT MANAGEMENT | ARCHER INVESTMENT MANAGEMENT, LLC | ARCHER INVESTMENT MANAGEMENT
CRD#: 146852 / SEC#: 801-120764
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Colorado
Registered Investment Advisory firm - (4/15/2016 Terminated)Indiana
Registered Investment Advisory firm - (4/26/2021 Terminated)Texas
Registered Investment Advisory firm - (4/23/2021 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Indiana(3/19/2008)
IAR
Texas(3/27/2008)
Exams
State Security Law Exam
General Industry/Product Exam
Current Firm
ARCHER INVESTMENT MANAGEMENT
AEQUITAS INVESTMENT MANAGEMENT | ARCHER INVESTMENT MANAGEMENT, LLC | ARCHER INVESTMENT MANAGEMENT
CRD#: 146852 / SEC#: 801-120764
RIA
Registered Investment Advisory firm - (4/9/2021 Approved)Colorado
Registered Investment Advisory firm - (4/15/2016 Terminated)Indiana
Registered Investment Advisory firm - (4/26/2021 Terminated)Texas
Registered Investment Advisory firm - (4/23/2021 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Austin, TX
Mailing Address
Phone number
(800) 840-5946
Established
Firm type
Fiscal year end
# of Employees
5
SEC notice filing (8 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 1,101 |
| AUM (Assets Under Management) | $ 308,905,944 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
