Wallace Kantor
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Wallace Kantor was a registered financial professional .
Wallace is a previously registered financial professional and started their career in finance in 1974. Wallace had worked at 9 firms and has passed the Series 7, Series 1, Series 27, Series 4, Series 40, Series 24, F04 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 5, 1994 - February 26, 1994
BURNETT, GREY & CO., INC.
October 19, 1990 - January 10, 1994
U.S. SECURITIES CLEARING CORP.
May 22, 1990 - October 19, 1990
SIGNATURE EQUITIES CORPORATION
April 24, 1985 - November 29, 1989
SENTRA SECURITIES CORPORATION
September 28, 1984 - June 18, 1985
PRINCIPAL SECURITIES, INC.
February 24, 1983 - July 5, 1983
W&S BROKERAGE SERVICES, INC.
February 23, 1981 - August 25, 1981
LPL FINANCIAL LLC
July 23, 1974 - July 15, 1977
ARBITRANS CO
February 20, 1974 - May 25, 1974
CANTOR FITZGERALD & CO.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 2/16/1974
Registered Representative ExaminationSeries 40
Date: 5/26/1981
Registered Principal ExaminationF04
Date: 5/6/1974
Financial Principal ExaminationSeries 00
Date: 5/6/1974
General Securities Principal ExaminationCurrent Firm
BURNETT, GREY & CO., INC.
CRD#: 23430 / SEC#: , 8-38597
Contact information
Documents
Red Flags
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