John M. Patnaude
Professional summary
John Michael Patnaude, who also goes by John Patnaude, is a registered financial advisor currently at ALLIANCEBERNSTEIN L.P. located in Seattle, Washington and SANFORD C. BERNSTEIN & CO., LLC located in Seattle, Washington.
John is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1996. John has worked at 5 firms and has passed the Series 66, Series 63, Series 65, SIE, Series 31, Series 7, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view John Michael Patnaude's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 20, 2005 - Present
ALLIANCEBERNSTEIN L.P.
Office #2: 601 Union Street Suite 4242, Seattle, WA 98101September 1, 2005 - Present
SANFORD C. BERNSTEIN & CO., LLC
Office #1: 601 Union Street, Suite 4650, Seattle, WA 98101November 27, 2000 - July 25, 2005
WILMINGTON BROKERAGE SERVICES COMPANY
March 27, 1997 - October 12, 2000
FIRST FUND DISTRIBUTORS, INC.
August 26, 1996 - August 8, 1997
MIDVALE SECURITIES CORPORATION
Primary Firm SEC Registration
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(12/6/2013)
(1/3/2011)
(1/9/2006)
(6/20/2017)
(12/15/2015)
(8/14/2015)
(12/14/2012)
(7/18/2017)
(1/27/2006)
(9/22/2022)
(2/9/2022)
(12/15/2015)
(9/1/2005)
(4/27/2017)
(1/27/2006)
(2/7/2018)
(2/1/2006)
(1/6/2025)
(5/5/2014)
(5/3/2013)
(1/28/2022)
(1/20/2022)
(10/8/2023)
(5/3/2013)
(5/3/2013)
Exams
FINRA
Current Firm
ALLIANCEBERNSTEIN L.P.
CRD#: 108477 / SEC#: 801-56720
Contact information
SEC notice filing (51 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 68,593 |
| AUM (Assets Under Management) | $ 709,162,000,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2024 | ||
| 10/27/2023 |
Red Flags
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