Edwin Kantor
Professional summary
Edwin Kantor was barred by the SEC from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Edwin is a previously registered financial professional and started their career in finance in 1969. Prior to being barred, Edwin had worked at 9 firms, which includes S2K FINANCIAL LLC, CANTOR FITZGERALD & CO., HCFP BRENNER SECURITIES LLC, BARINGTON CAPITAL GROUP L.P., NEW STREET SECURITIES CORPORATION, DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC., DREXEL BURNHAM LAMBERT INCORPORATED, DREXEL BURNHAM & CO. INCORPORATED.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
September 14, 2016 - September 2, 2020
S2K FINANCIAL LLC
November 9, 2010 - June 11, 2013
CANTOR FITZGERALD & CO.
September 13, 1999 - August 17, 2001
HCFP BRENNER SECURITIES, LLC
February 19, 1993 - June 2, 1999
BARINGTON CAPITAL GROUP, L.P.
January 22, 1992 - May 6, 1992
NEW STREET SECURITIES CORPORATION
July 25, 1987 - March 4, 1991
DREXEL BURNHAM LAMBERT GOVERNMENT SECURITIES INC.
January 6, 1977 - December 9, 1991
DREXEL BURNHAM LAMBERT INCORPORATED
February 6, 1976 - January 6, 1977
DREXEL BURNHAM & CO. INCORPORATED
February 27, 1969 - February 6, 1976
DREXEL BURNHAM & CO. INCORPORATED
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 40
Date: 2/14/1969
Registered Principal ExaminationCurrent Firm
S2K FINANCIAL LLC
CRD#: 248786 / SEC#: , 8-69628
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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