Bradley W. Davies

INVESTMENT MANAGEMENT CONSULTANTS

Las Vegas, NV 89117

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CRD#: 2639522

Professional summary

Bradley Winston Davies, who also goes by Brad Davies, is a registered financial advisor currently at INVESTMENT MANAGEMENT CONSULTANTS located in Las Vegas, Nevada.

Bradley is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Bradley has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Brad Davies

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ADJUNCT PROFESSOR, FINANCE/ECONOMICS DEPARTMENT, UNIVERSITY OF NEVADA, LAS VEGAS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Winston Davies's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

March 24, 2017 - Present

INVESTMENT MANAGEMENT CONSULTANTS

Office #1: 7390 W. Sahara Avenue Suite 290, Las Vegas, NV 89117

RIA

CRD#: 122718

Las Vegas, NV

Past

January 22, 2003 - December 31, 2016

INVESTMENT MANAGEMENT CONSULTANTS

RIA

CRD#: 122718

Las Vegas, NV

Past

November 5, 2002 - December 31, 2004

LASALLE ST SECURITIES, L.L.C.

CRD#: 7191

ELMHURST, IL

Past

March 23, 1998 - November 6, 2000

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

September 5, 1995 - March 20, 1998

AEGON USA SECURITIES INC.

CRD#: 13302

CEDAR RAPIDS, IA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INVESTMENT MANAGEMENT CONSULTANTS

CRD#: 122718 / SEC#: 801-122373

RIA

Registered Investment Advisory firm - (9/24/2021 Approved)

Nevada

Registered Investment Advisory firm - (11/1/2021 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Nevada
(3/24/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 1/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 9/9/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/1/1995

General Securities Representative Examination

Current Firm

INVESTMENT MANAGEMENT CONSULTANTS

CRD#: 122718 / SEC#: 801-122373

RIA

Registered Investment Advisory firm - (9/24/2021 Approved)

Nevada

Registered Investment Advisory firm - (11/1/2021 Terminated)

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Contact information

Main Address

7390 W. Sahara Avenue Suite 290, Las Vegas, NV 89117

Mailing Address

Phone number

(702) 869-0330

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INVESTMENT MANAGEMENT CONSULTANTS (3/31/2025)

Regulatory assets under management

Total Number of Accounts	409
AUM (Assets Under Management)	$ 381,615,693

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Bradley W. Davies

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bradley Winston Davies's CRS (Customer Relationship Summary).

Certified licenses

Experience

INVESTMENT MANAGEMENT CONSULTANTS

LASALLE ST SECURITIES, L.L.C.

EISNER SECURITIES, INC.

AEGON USA SECURITIES INC.

Primary Firm SEC Registration

INVESTMENT MANAGEMENT CONSULTANTS

State Registrations and Notice Filings

Exams

Series 65

Date: 1/6/1996

Series 63

Date: 9/9/1995

Series 7

Date: 9/1/1995

Current Firm

INVESTMENT MANAGEMENT CONSULTANTS

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INVESTMENT MANAGEMENT CONSULTANTS

TRUST BUT VERIFY

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