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CF

Cary Fry

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CRD#: 2639447
CF

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Cary Fry, who also goes by Cary Marvin Fry, Cary Fry, was a registered financial professional .

Cary is a previously registered financial professional and started their career in finance in 1995. Cary had worked at 9 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 7, Series 6, Series 53, Series 24 and Series 26 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Cary Marvin Fry | Cary Fry

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Past

December 2, 2021 - March 8, 2022

REALTA EQUITIES, INC.

BD
CRD#: 23769
WILMINGTON, DE
Past

February 10, 2017 - December 2, 2019

LION STREET FINANCIAL, LLC

BD
CRD#: 165828
AUSTIN, TX
Past

May 14, 2012 - March 13, 2015

PARK AVENUE SECURITIES LLC

RIA
CRD#: 46173
SAN FRANCISCO, CA
Past

May 14, 2012 - March 13, 2015

PARK AVENUE SECURITIES LLC

BD
CRD#: 46173
SAN FRANCISCO, CA
Past

August 11, 2009 - February 24, 2012

NEW ENGLAND SECURITIES

RIA
CRD#: 615
DENVER, CO
Past

August 5, 2009 - February 24, 2012

NEW ENGLAND SECURITIES

BD
CRD#: 615
DENVER, CO
Past

March 17, 2009 - August 5, 2009

EQUITABLE ADVISORS, LLC

RIA
CRD#: 6627
HIGHLANDS RANCH, CO
Past

February 27, 2009 - August 5, 2009

EQUITABLE ADVISORS, LLC

BD
CRD#: 6627
HIGHLANDS RANCH, CO
Past

August 28, 2007 - October 1, 2008

SECURIAN FINANCIAL SERVICES, INC.

BD
CRD#: 15296
ST PAUL, MN
Past

July 25, 2007 - August 4, 2007

SECURITIES AMERICA, INC.

BD
CRD#: 10205
OMAHA, NE
Past

November 18, 2002 - May 10, 2007

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
ENGLEWOOD, CO
Past

June 21, 2000 - November 4, 2002

NEW ENGLAND SECURITIES

RIA
CRD#: 615
TAMPA, FL
Past

June 21, 2000 - November 4, 2002

NEW ENGLAND SECURITIES

BD
CRD#: 615
NEW YORK, NY
Past

July 24, 1995 - June 20, 2000

PRUCO SECURITIES, LLC.

BD
CRD#: 5685
NEWARK, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam
IAR
Series 65
Date: 3/16/2009
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 7/21/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 11/24/1997
General Securities Representative Examination
General Industry/Product Exam
RR
Series 6
Date: 7/21/1995
Investment Company Products/Variable Contracts Representative Examination
Principal/Supervisory Exam
RR
Series 53
Date: 4/28/2003
Municipal Securities Principal Examination
Principal/Supervisory Exam
RR
Series 24
Date: 12/7/2002
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 26
Date: 4/18/1997
Investment Company Products/Variable Contracts Principal Examination

Current Firm

RE
REALTA EQUITIES, INC.
COASTAL EQUITIES, INC. | THE FALMOUTH FINANCIAL GROUP | REALTA WEALTH | REALTA EQUITIES, INC.

CRD#: 23769 / SEC#: , 8-40822

BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)
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Contact information

Main Address
1201 N. Orange Street Suite 300, Wilmington, DE 92130
Mailing Address
1201 N. Orange Street Suite 729, Wilmington, DE 19801
Phone number
(888) 657-5200
Established
Massachusetts since 01/24/1989
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
ORANGE STREET HOLDINGS, INC.SHAREHOLDER
BALTOVSKI, ALEXANDERFINOP OFFICER2350828
ODOM, AMY ENITHAML OFFICER2674773
PALMER, JACOB DANIELCHIEF COMPLIANCE OFFICER2309603
SCHULTZ, BARRETT OLIVERCHIEF OPERATIONS OFFICER2741114

Disclosures

Regulatory Event7

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

REALTA EQUITIES, INC.

CRD#: 23769

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