Garrett L. Abel
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Garrett Lawrence Abel, who also goes by Garrett L Abel, was a registered financial professional .
Garrett is a previously registered financial professional and started their career in finance in 1995. Garrett had worked at 3 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
May 31, 2016 - December 31, 2025
CLEARVIEW INVESTMENT PARTNERS, LLC
December 4, 1997 - June 7, 2016
UBS FINANCIAL SERVICES INC.
October 14, 1997 - June 7, 2016
UBS FINANCIAL SERVICES INC.
September 6, 1995 - September 18, 1997
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Primary Firm SEC Registration
CLEARVIEW INVESTMENT PARTNERS, LLC
CRD#: 150046 / SEC#: 801-70141
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
CLEARVIEW INVESTMENT PARTNERS, LLC
CRD#: 150046 / SEC#: 801-70141
Contact information
SEC notice filing (5 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 352 |
| AUM (Assets Under Management) | $ 100,409,437 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
