Austin A. Kanter
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Austin Albert Kanter was a registered financial professional .
Austin is a previously registered financial professional and started their career in finance in 1969. Austin had worked at 2 firms and has passed the Series 1 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 4, 2014 - November 15, 2022
BLUE WATER CAPITAL MANAGEMENT, LLC
May 26, 2010 - March 26, 2014
EQUITY SERVICES, INC.
March 26, 1969 - March 26, 2014
EQUITY SERVICES, INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Series 1
Date: 3/20/1969
Registered Representative ExaminationCurrent Firm
BLUE WATER CAPITAL MANAGEMENT, LLC
CRD#: 143414 / SEC#: 801-67718
Contact information
Regulatory assets under management
| Total Number of Accounts | 642 |
| AUM (Assets Under Management) | $ 150,198,210 |
Red Flags
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