Daniel L. Putignano
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Daniel Louis Putignano was a registered financial professional .
Daniel is a previously registered financial professional and started their career in finance in 1995. Daniel had worked at 9 firms and has passed the Series 65, Series 63, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 22, 2020 - March 29, 2021
HAWSER CAPITAL MANAGEMENT
November 14, 2006 - December 23, 2010
TAFFERER TRADING, LLC
May 9, 2006 - July 27, 2006
G-2 TRADING,LLC
October 22, 2004 - July 12, 2005
MILLENNIUM BROKERAGE, L.L.C.
July 13, 2004 - April 15, 2005
TAFFERER TRADING, LLC
November 5, 2002 - April 23, 2004
TAFFERER TRADING, LLC
May 10, 2002 - October 24, 2002
WORLDCO, L.L.C.
October 19, 2001 - December 20, 2001
WORLDCO, L.L.C.
October 11, 2001 - October 18, 2001
WORLDCO, L.L.C.
February 4, 2000 - October 1, 2001
ON-SITE TRADING, INC.
March 24, 1999 - May 17, 1999
THE KIRCHHOFF ORGANIZATION, LTD.
October 27, 1995 - April 11, 1997
ALL-TECH DIRECT, INC.
September 22, 1995 - October 24, 1995
CHATFIELD DEAN & CO., INC.
State Registrations and Notice Filings
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Exams
Series 55
Date: 10/18/2001
Limited Representative-Equity Trader ExamCurrent Firm
HAWSER CAPITAL MANAGEMENT
CRD#: 307742 / SEC#:
Contact information
Red Flags
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