Charles A. Kanoy
Professional summary
Charles Allen Kanoy, who also goes by Chuck Kanoy, Corky Kanoy, is a registered financial advisor currently at J. W. COLE ADVISORS, INC. located in Lake Forest, California and J.W. COLE FINANCIAL, INC. located in Lake Forest, California.
Charles is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1970. Charles has worked at 9 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Charles Allen Kanoy's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 2013 - Present
J. W. COLE ADVISORS, INC.
Office #1: 26477 Rancho Parkway South, Lake Forest, CA 92630February 15, 2013 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 26477 Rancho Parkway South, Lake Forest, CA 92630December 15, 2003 - February 21, 2013
WALNUT STREET SECURITIES, INC.
March 15, 1995 - November 2, 2006
WALNUT STREET ADVISERS INC
December 8, 1992 - February 21, 2013
WALNUT STREET SECURITIES, INC.
November 19, 1989 - February 6, 1995
OSAIC WEALTH, INC.
October 6, 1987 - August 21, 1989
PRUCO SECURITIES, LLC.
March 29, 1983 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
August 24, 1973 - January 23, 1987
HORNOR, TOWNSEND & KENT, LLC
April 15, 1970 - October 21, 1983
LINCOLN FINANCIAL DISTRIBUTORS, INC.
Primary Firm SEC Registration
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/13/2019)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(2/15/2013)
(1/3/2017)
(2/15/2013)
(9/30/2021)
(2/15/2013)
(1/9/2015)
(2/15/2013)
(2/15/2013)
(7/19/2021)
(2/15/2013)
(10/21/2025)
(2/15/2013)
(5/5/2015)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 4/6/1970
Registered Representative ExaminationFINRA
Current Firm
J. W. COLE ADVISORS, INC.
CRD#: 112294 / SEC#: 801-60722
Contact information
SEC notice filing (52 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 29,614 |
| AUM (Assets Under Management) | $ 7,195,237,282 |
Red Flags
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