Joan Marie Blanton
Professional Summary
JOAN MARIE BLANTON, who also goes by Joan Marie Cross, Joan Marie Hockenberry, was a registered financial advisor. JOAN was a previously registered financial professional and started their career in finance 1995 - 2014. JOAN had worked at 1 firm and has passed the Series 63, SIE, Series 7, Series 11 and Series 53 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Biography
Joan has 27 years of experience as a stock & bond trader. She currently serves as the firm's senior trader and supervises client billing. Previously she was a FINRA-registered representative and municipal bond principal with an affiliated broker dealer.
Other Aliases
Joan Marie Cross, Joan Marie Hockenberry
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
No current employment
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.
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Years of Experience
31 years in the financial services industry
Current & Past Employments
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Current Firm
RDSC, LLC | SPECTRUM SECURITIES, INC. | SENA WELLER ROHS WILLIAMS INC. | REYNOLDS-ROBBINS SECURITIES, INC. | REYNOLDS DEWITT SECURITIES, INC. | REYNOLDS DEWITT SECURITIES COMPANY
Contact Information
Established
Ohio since 07/16/2001Firm Type
Other Types of Legal FormationFiscal Year End
DecemberDocuments
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| RDSC, LTD | SOLE MEMBER OF RDSC, LLC | — |
| DETEMPLE, LOUIS BERTRAND | PRESIDENT,CHIEF COMPLIANCE OFFICER, SROP,CROP | 1200593 |
Disclosures
Regulatory Event
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 11 — Assistant Representative-Order Processing Qualification Exam
Passed Jul 1995Similar Advisors
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CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.Similar Advisors
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