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Alfredo Oreste Deangelis

CRD# 2639093·Registered 1995 - 2016
Previously Registered: Being a previously registered professional could mean that Alfredo is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Alfredo Oreste Deangelis, who also goes by Dino Deangelis, was a registered financial advisor. Alfredo was a previously registered financial professional and started their career in finance 1995 - 2016. Alfredo had worked at 5 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Dino Deangelis

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

31 years in the financial services industry

Current & Past Employments

ACGM, INC.·CRD# 29705
BD
New York, NY
August 19, 2013 - April 7, 2016
MLV & CO. LLC·CRD# 150959
BD
New York, NY
October 28, 2011 - September 25, 2012
WESTON INTERNATIONAL CAPITAL MARKETS LLC·CRD# 130742
BD
New York, NY
July 14, 2009 - December 10, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
January 26, 2001 - January 2, 2009
AIG INTERNATIONAL SECURITIES INC.·CRD# 30647
BD
Greenwich, CT
October 19, 1995 - May 30, 2000

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Current Firm

AI
ACGM, INC.

ABADI & CO. GLOBAL MARKETS | HKC SECURITIES, INC. | ACGM, INC.

CRD#: 29705 / SEC#: 8-44376
BD
Terminated by SEC on 04/02/2017

Contact Information

Established

New York since 11/20/1991

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
ACGM HOLDINGS, INC.SOLE OWNER—
ABADI, BARBARA JEANCOO, DIRECTOR5429958
ABADI, CARLOS ANDRESDIRECTOR, PRESIDENT, CEO5867644
DURKIN, GERARD ANTHONYFINOP, CFO1292336
LYONS, WILLIAM BERNARDCHIEF COMPLIANCE OFFICER, ROSFP, DIRECTOR1521283

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Oct 1995About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Apr 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Oct 1996About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Oct 1995About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Sep 2009About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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