DO
Daniel A. Ohman
WELCOME LIFE SECURITIES
Boca Raton, FL 33431
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CRD#: 2639044
DO
Professional summary
Daniel Aaron Ohman is a registered financial professional currently at WELCOME LIFE SECURITIES, LLC located in Boca Raton, Florida.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1995. Daniel has worked at 2 firms and has passed the Series 63, Series 99TO, Series 79TO, SIE, Series 7, Series 6, Series 14, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Daniel Aaron Ohman's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 21, 2007 - Present
WELCOME LIFE SECURITIES, LLC
Office #1: 4755 Technology Way Suite 202, Boca Raton, FL 33431Office #2: 4755 Technology Way Suite 202, Boca Raton, FL 33431BD
CRD#: 142281
Boca Raton, FL
Past
September 7, 1995 - December 7, 1995
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(3/14/2017)
RR
Alaska(12/5/2019)
RR
Arizona(10/2/2018)
RR
Arkansas(9/13/2012)
RR
California(11/12/2007)
RR
Colorado(6/8/2012)
RR
Delaware(5/15/2020)
RR
District of Columbia(3/9/2018)
RR
Florida(8/24/2007)
RR
Georgia(5/22/2013)
RR
Hawaii(3/16/2020)
RR
Idaho(3/24/2023)
RR
Illinois(10/12/2010)
RR
Iowa(4/11/2019)
RR
Kentucky(2/7/2014)
RR
Louisiana(10/13/2017)
RR
Maine(6/12/2014)
RR
Maryland(9/19/2012)
RR
Massachusetts(10/2/2018)
RR
Michigan(10/2/2018)
RR
Minnesota(5/9/2018)
RR
Missouri(6/6/2012)
RR
Montana(5/5/2022)
RR
Nebraska(10/26/2012)
RR
Nevada(6/14/2019)
RR
New Jersey(1/29/2008)
RR
New Mexico(7/10/2012)
RR
New York(6/8/2012)
RR
North Carolina(1/13/2020)
RR
Ohio(10/20/2010)
RR
Oklahoma(10/21/2010)
RR
Oregon(10/2/2018)
RR
Pennsylvania(10/2/2018)
RR
Rhode Island(3/22/2016)
RR
South Carolina(11/6/2013)
RR
South Dakota(2/14/2012)
RR
Tennessee(10/30/2019)
RR
Texas(9/18/2018)
RR
Utah(1/14/2020)
RR
Virginia(10/2/2018)
RR
Washington(5/10/2010)
RR
West Virginia(1/21/2020)
RR
Wisconsin(10/27/2010)
RR
Wyoming(4/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
RR
Series 79TO
Date: 1/2/2023
Investment Banking Registered Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
WL
WELCOME LIFE SECURITIES, LLC
LONGEVITY SECURITIES, LLC | WELCOME LIFE SECURITIES, LLC | WELCOME LIFE INSURANCE SERVICES, LLC
CRD#: 142281 / SEC#: , 8-67450
BD
Broker-Dealer Firm Regulated by FINRA (Florida district office)
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Contact information
Main Address
4755 Technology Way Suite 202, Boca Raton, FL 33431
Mailing Address
4755 Technology Way Suite 202, Boca Raton, FL 33431
Phone number
(561) 826-0299
Established
Florida since 03/27/2006
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees
FINRA licenses (44 States and Territories)
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
WELCOME LIFE SECURITIES, LLC
CRD#: 142281Boca Raton, FL 33431TRUST BUT VERIFY
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