Ross D. Almlie

FUTURE BRIGHT

CHANDLER, AZ

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CRD#: 2639006

Professional summary

Ross David Almlie is a registered financial advisor currently at FUTURE BRIGHT located in Chandler, Arizona.

Ross is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Ross has worked at 9 firms and has passed the Series 65, Series 63, Series 7, Series 9, Series 10 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ROSS ALMLIE - SOLE PROPRIETOR; INVESTMENT RELATED; DETROIT LAKES, MINNESOTA; INDEPENDENT INSURANCE AGENT; OCTOBER 2003; INSURANCE PRODUCTS SALES AND SERVICES; APPROXIMATELY 15% OF MR. ALMLIE'S TIME IS SPENT IN THIS CAPACITY. Nouveau Logic, LLC. Non-investment related. Chandler, Arizona. Legal entity established to accept commissions for referring leads to Nurp, LLC. Nurp is a financial education and software company that provides software tools to traders. Approximately 10% of Mr. Almlie's time is spent on activities related to Nouveau Logic, LLC. Mr. Almile is a 50% member of Nouveau Logic, LLC,

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross David Almlie's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 13, 2015 - Present

FUTURE BRIGHT

RIA

CRD#: 177521

CHANDLER, AZ

Past

May 11, 2009 - May 8, 2015

CONTEGO CAPITAL GROUP, INC.

RIA

CRD#: 128518

BISMARCK, ND

Past

November 18, 2002 - October 1, 2003

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

November 18, 2002 - October 1, 2003

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

Past

July 9, 2001 - October 17, 2002

RMJB, INC.

CRD#: 109886

BLOOMINGTON, MN

Past

June 1, 1999 - October 3, 2000

INVESTMENT CENTERS OF AMERICA, INC.

CRD#: 16443

APPLETON, WI

Past

February 4, 1999 - May 27, 1999

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

May 6, 1997 - February 1, 1999

LPL FINANCIAL LLC

CRD#: 6413

FORT MILL, SC

Past

May 24, 1996 - April 29, 1997

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

August 1, 1995 - October 18, 1995

SUNAMERICA SECURITIES, INC.

CRD#: 20068

PHOENIX, AZ

Past

July 20, 1995 - August 4, 1995

DICKINSON & CO.

CRD#: 689

DES MOINES, IA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arizona
(5/14/2015)

IAR

Iowa
(7/24/2018)

IAR

Minnesota
(5/13/2015)

IAR

North Dakota
(5/18/2015)

IAR

South Dakota
(11/29/2018)

IAR

Texas
(1/4/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 2/14/2000

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/24/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 7/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 2/18/2003

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 2/10/2003

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 3/10/1997

General Securities Principal Examination

Current Firm

FUTURE BRIGHT

FUTURE BRIGHT | FUTURE BRIGHT, LLC

CRD#: 177521 / SEC#:

Arizona

Registered Investment Advisory firm - (5/14/2015 Approved)

Iowa

Registered Investment Advisory firm - (7/23/2018 Approved)

Minnesota

Registered Investment Advisory firm - (4/16/2015 Approved)

North Dakota

Registered Investment Advisory firm - (5/6/2015 Approved)

South Dakota

Registered Investment Advisory firm - (11/27/2018 Approved)

Texas

Registered Investment Advisory firm - (1/4/2016 Approved)

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Contact information

Main Address

Chandler, AZ

Mailing Address

Phone number

(701) 306-7631

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	721
AUM (Assets Under Management)	$ 109,551,142

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Ross D. Almlie

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Ross David Almlie's CRS (Customer Relationship Summary).

Certified licenses

Experience

CONTEGO CAPITAL GROUP, INC.

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

RMJB, INC.

INVESTMENT CENTERS OF AMERICA, INC.

SUNAMERICA SECURITIES, INC.

LPL FINANCIAL LLC

SUNAMERICA SECURITIES, INC.

SUNAMERICA SECURITIES, INC.

DICKINSON & CO.

State Registrations and Notice Filings

Exams

Series 65

Date: 2/14/2000

Series 63

Date: 7/24/1995

Series 7

Date: 7/19/1995

Series 9

Date: 2/18/2003

Series 10

Date: 2/10/2003

Series 24

Date: 3/10/1997

Current Firm

FUTURE BRIGHT

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FUTURE BRIGHT

TRUST BUT VERIFY

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