Jeffrey E. Kanne
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Jeffrey Edgar Kanne was a registered financial professional .
Jeffrey is a previously registered financial professional and started their career in finance in 1967. Jeffrey had worked at 3 firms and has passed the Series 63, Series 1 and Series 00 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 26, 1998 - September 19, 2011
KPH/INVEST, INC.
April 17, 1974 - January 26, 1990
KANNE, PARIS & HOBAN, INC.
October 3, 1967 - May 8, 1974
HAPOALIM SECURITIES USA, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 1
Date: 3/7/1961
Registered Representative ExaminationSeries 00
Date: 3/6/1974
General Securities Principal ExaminationCurrent firm
No current employment
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
