Joshua S. Yager

FINANCIAL VISION LLC

Goleta, CA 93111

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CRD#: 2638956

Professional summary

Joshua Sequoia Yager, CFP®, who also goes by Josh Yager, is a registered financial advisor currently at FINANCIAL VISION LLC located in Goleta, California.

Joshua is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1997. Joshua has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Josh Yager

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ANODOS ADVISORS, LLC IS INVESTMENT RELATED. 5290 Overpass Rd, Suite 217, SANTA BARBRA, CA 93111. FINANCIAL CONSULTING FIRM. JOSHUA YAGER IS THE CEO WITH A START DATE OF OCTOBER 2005. 136HR/MO. PORTFOLIO MANAGEMENT AND FINANCIAL PLANNING SERVICES WITH LIMITED DISCRETIONARY POWER. ANY COMPENSATION RECEIVED FOR SERVICES RENDERED WILL REMAIN SEPARATE FROM FINANCIAL VISION, LLC. IT IS BELIEVED THAT THIS AFFILIATION DOES NOT PRESENT A CONFLICT OF INTEREST FOR FINANCIAL VISION CLIENTS. GOLD CREST, LLC NOT INVESTMENT-RELATED 650 WARD DRIVE, SANTA BARBARA, CA 93111 MANUFACTURER OF MULTI-USE LIGHTING PRODUCTS MANAGER 06/01/2006 1 HR/MO 1 HR/MO BOARD LEVEL OVERSIGHT

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Sequoia Yager's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 12, 2013 - Present

FINANCIAL VISION LLC

Office #1: 5290 Overpass Rd Suite 217, Goleta, CA 93111

RIA

CRD#: 123659

Goleta, CA

Past

May 15, 2007 - March 8, 2024

ANODOS ADVISORS, LLC

RIA

CRD#: 140825

GOLETA, CA

Past

July 14, 1999 - October 30, 2001

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

Past

May 9, 1997 - September 11, 1997

WAVELAND CAPITAL PARTNERS LLC

CRD#: 40054

IRVINE, CA

Past

January 27, 1997 - May 31, 2005

MERCER ADVISORS

RIA

CRD#: 104569

SANTA BARBARA, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(2/12/2013)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 3/15/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 7/5/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 6/14/1996

General Securities Representative Examination

Current Firm

FINANCIAL VISION LLC

DAVID YAGER | FINANCIAL VISION WEST | FINANCIAL VISION LLC

CRD#: 123659 / SEC#: 801-61578

RIA

Registered Investment Advisory firm - (3/24/2012 Terminated)

California

Registered Investment Advisory firm - (3/14/2012 Approved)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

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Contact information

Main Address

5290 Overpass Rd Suite 217, Goleta, CA 93111

Mailing Address

Phone number

(805) 899-1245

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	117
AUM (Assets Under Management)	$ 74,098,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Joshua S. Yager

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joshua Sequoia Yager's CRS (Customer Relationship Summary).

Certified licenses

Experience

FINANCIAL VISION LLC

ANODOS ADVISORS, LLC

WAVELAND CAPITAL PARTNERS LLC

WAVELAND CAPITAL PARTNERS LLC

MERCER ADVISORS

State Registrations and Notice Filings

Exams

Series 65

Date: 3/15/1996

Series 63

Date: 7/5/1995

Series 7

Date: 6/14/1996

Current Firm

FINANCIAL VISION LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

FINANCIAL VISION LLC

TRUST BUT VERIFY

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