Thomas M. Kann
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Thomas Michael Kann, who also goes by Tomas Michael Kann, Tomas Varga, was a registered financial professional .
Thomas is a previously registered financial professional and started their career in finance in 1969. Thomas had worked at 13 firms and has passed the Series 63, SIE, Series 7, Series 22, Series 3, Series 18, Series 1 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 9, 2008 - August 28, 2018
HEXT CAPITAL PARTNERS LLC
October 5, 2006 - September 30, 2008
CHADBOURN SECURITIES, INC.
March 9, 2005 - March 22, 2006
THE RIDERWOOD GROUP INCORPORATED
April 21, 2003 - January 12, 2005
AMERIFIRST CAPITAL CORP.
November 13, 2001 - April 2, 2002
GLOBAL EXPRESS SECURITIES, INC.
March 1, 1991 - April 22, 1991
LUMIERE SECURITIES, INC.
October 24, 1990 - January 30, 1991
LAIDLAW GLOBAL SECURITIES, INC.
July 30, 1986 - October 11, 1988
UBS SECURITIES LLC
August 22, 1984 - April 11, 1986
MORGAN STANLEY & CO. LLC
November 26, 1979 - January 28, 1980
LEHMAN BROTHERS INC.
August 7, 1978 - November 26, 1979
LOEB PARTNERS
February 5, 1973 - November 8, 1974
LOEB RHOADES & CO
December 4, 1969 - March 12, 1973
BACHE & CO INCORPORATED
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 18
Date: 7/31/1978
Securities Industry Rules and Regulations ExaminationSeries 1
Date: 12/1/1969
Registered Representative ExaminationCurrent Firm
HEXT CAPITAL PARTNERS LLC
CRD#: 34040 / SEC#: , 8-46198
Contact information
FINRA licenses (1 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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