Jamie C. Carey

CAREY WEALTH MANAGEMENT

San Ramon, CA 94583

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CRD#: 2638736

Professional summary

Jamie Christopher Carey, CFP® is a registered financial advisor currently at CAREY WEALTH MANAGEMENT located in San Ramon, California.

Jamie is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Jamie has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Christopher Carey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

March 23, 2015 - Present

CAREY WEALTH MANAGEMENT

Office #1: 2819 Crow Canyon Road Suite 101, San Ramon, CA 94583

RIA

CRD#: 173885

San Ramon, CA

Past

March 31, 2015 - January 2, 2026

APW CAPITAL, INC.

CRD#: 43814

San Ramon, CA

Past

January 4, 2007 - April 17, 2015

LPL FINANCIAL LLC

RIA

CRD#: 6413

ALAMO, CA

Past

January 4, 2007 - April 17, 2015

LPL FINANCIAL LLC

CRD#: 6413

ALAMO, CA

Past

July 1, 1996 - January 4, 2007

NATIONWIDE INVESTMENT SERVICES CORPORATION

CRD#: 7110

COLUMBUS, OH

Past

July 27, 1995 - July 1, 1996

FINANCIAL HORIZONS SECURITIES CORPORATION

CRD#: 20221

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CAREY WEALTH MANAGEMENT

CAREY CONSULTING WEALTH MANAGEMENT, INC. | CAREY WEALTH MANAGEMENT

CRD#: 173885 / SEC#: 801-123607

RIA

Registered Investment Advisory firm - (4/4/2022 Approved)

California

Registered Investment Advisory firm - (4/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/5/2020 Terminated)

Why is a state registration marked "Terminated"? When a firm registers with the SEC (usually after managing $100M+ AUM), it often withdraws separate state firm registrations unless required by that state. The firm can still serve clients there through its individually registered Investment Advisor Representatives (IARs).

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(3/23/2015)

IAR

Texas
(3/15/2023)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 12/3/2006

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/4/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 1/22/2007

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 7/26/1995

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 24

Date: 12/6/2008

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 5/19/2001

Investment Company Products/Variable Contracts Principal Examination

Current Firm

CAREY WEALTH MANAGEMENT

CAREY CONSULTING WEALTH MANAGEMENT, INC. | CAREY WEALTH MANAGEMENT

CRD#: 173885 / SEC#: 801-123607

RIA

Registered Investment Advisory firm - (4/4/2022 Approved)

California

Registered Investment Advisory firm - (4/15/2023 Terminated)

Texas

Registered Investment Advisory firm - (3/5/2020 Terminated)

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Contact information

Main Address

2819 Crow Canyon Road Suite 101, San Ramon, CA 94583

Mailing Address

Phone number

(925) 406-4186

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (2 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV 2A FIRM BROCHURE (2/10/2026)

FORM ADV PART 2A APP 1 - WRAP FEE BROCHURE (2/10/2026)

Regulatory assets under management

Total Number of Accounts	283
AUM (Assets Under Management)	$ 222,818,000

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Jamie C. Carey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Jamie Christopher Carey's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAREY WEALTH MANAGEMENT

APW CAPITAL, INC.

LPL FINANCIAL LLC

LPL FINANCIAL LLC

NATIONWIDE INVESTMENT SERVICES CORPORATION

FINANCIAL HORIZONS SECURITIES CORPORATION

Primary Firm SEC Registration

CAREY WEALTH MANAGEMENT

State Registrations and Notice Filings

Exams

Series 65

Date: 12/3/2006

Series 63

Date: 1/4/2002

SIE

Date: 10/1/2018

Series 7

Date: 1/22/2007

Series 6

Date: 7/26/1995

Series 24

Date: 12/6/2008

Series 26

Date: 5/19/2001

Current Firm

CAREY WEALTH MANAGEMENT

Contact information

SEC notice filing (2 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

CAREY WEALTH MANAGEMENT

TRUST BUT VERIFY

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