Paul M. Cipriano

CIPRIANO WEALTH MANAGEMENT LLC

Whippany, NJ

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CRD#: 2638449

Professional summary

Paul Michael Cipriano, CFP®, who also goes by Paul Cipriano, is a registered financial advisor currently at CIPRIANO WEALTH MANAGEMENT LLC located in Whippany, New Jersey.

Paul is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Paul has worked at 9 firms and has passed the Series 63, Series 57TO, SIE, Series 3, Series 55, Series 7, Series 10 and Series 24 exams.

Question & Answer

What are your service offerings?

Budgeting

Socially Responsible Investing

Comprehensive Financial Planni...

Small Business Planning

Investment Planning

Retirement Income Management

Tax Planning

Education Planning

Do you have an area of expertise or specialization?

Cash Flow/Budgets/Credit Issue...

College/Education Planning

Estate & Generational Planning...

Generation X

Investment Advice with Ongoing...

Socially Responsible Investmen...

Are you a "fiduciary"?

Yes

Aliases

Paul Cipriano

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Cipriano's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2020

Experience

Current

March 16, 2021 - Present

CIPRIANO WEALTH MANAGEMENT LLC

RIA

CRD#: 312525

Whippany, NJ

Past

October 15, 2018 - March 19, 2021

CREDIT SUISSE SECURITIES (USA) LLC

CRD#: 816

NEW YORK, NY

Past

April 24, 2017 - November 7, 2018

CITICORP SECURITIES SERVICES, INC.

CRD#: 15387

NEW YORK, NY

Past

September 5, 2012 - November 7, 2018

CITIGROUP GLOBAL MARKETS INC.

CRD#: 7059

NEW YORK, NY

Past

February 20, 2009 - February 25, 2009

BANC OF AMERICA SECURITIES LLC

CRD#: 26091

NEW YORK, NY

Past

February 17, 2005 - August 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

NEW YORK, NY

Past

February 24, 2004 - August 16, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

November 18, 1999 - February 19, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

November 17, 1995 - August 19, 1999

MORGAN STANLEY & CO. LLC

CRD#: 8209

NEW YORK, NY

Past

September 20, 1995 - October 27, 1995

UBS FINANCIAL SERVICES INC.

CRD#: 8174

WEEHAWKEN, NJ

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New Jersey
(3/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 7/6/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 4/29/2004

National Commodity Futures Examination

General Industry/Product Exam

Series 55

Date: 3/24/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 9/19/1995

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 1/14/2005

General Securities Principal Examination

Current Firm

CIPRIANO WEALTH MANAGEMENT LLC

CRD#: 312525 / SEC#:

New Jersey

Registered Investment Advisory firm - (3/16/2021 Approved)

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Contact information

Main Address

Whippany, NJ

Mailing Address

Phone number

(973) 463-4220

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	45
AUM (Assets Under Management)	$ 14,246,879

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

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Advisor Monitoring

Firm Stability Insights

Paul M. Cipriano

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Paul Michael Cipriano's CRS (Customer Relationship Summary).

Certified licenses

Experience

CREDIT SUISSE SECURITIES (USA) LLC

CITICORP SECURITIES SERVICES, INC.

CITIGROUP GLOBAL MARKETS INC.

BANC OF AMERICA SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

LEHMAN BROTHERS INC.

MORGAN STANLEY & CO. LLC

UBS FINANCIAL SERVICES INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 7/6/1999

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 3

Date: 4/29/2004

Series 55

Date: 3/24/2004

Series 7

Date: 9/19/1995

Series 10

Date: 1/2/2023

Series 24

Date: 1/14/2005

Current Firm

CIPRIANO WEALTH MANAGEMENT LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CIPRIANO WEALTH MANAGEMENT LLC

TRUST BUT VERIFY

Contact information

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