Kenneth M. Barysh
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Kenneth Michael Barysh, who also goes by Ken Barysh, Kenneth M Barysh, Kenneth Barysh, was a registered financial professional .
Kenneth is a previously registered financial professional and started their career in finance in 1995. Kenneth had worked at 9 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
February 3, 2011 - September 12, 2019
ALLSTATE FINANCIAL SERVICES, LLC
August 13, 2007 - May 28, 2010
MML INVESTORS SERVICES, LLC
July 3, 2007 - August 10, 2007
PARK AVENUE SECURITIES LLC
January 17, 2007 - August 10, 2007
PARK AVENUE SECURITIES LLC
March 31, 2006 - November 10, 2006
METROPOLITAN LIFE INSURANCE COMPANY
March 31, 2006 - November 10, 2006
MSI FINANCIAL SERVICES, INC.
October 9, 1998 - April 13, 2006
NYLIFE SECURITIES LLC
August 14, 1997 - September 29, 1998
PRUCO SECURITIES, LLC.
July 14, 1995 - July 21, 1997
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
July 14, 1995 - July 21, 1997
EQUITABLE ADVISORS, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
ALLSTATE FINANCIAL SERVICES, LLC
CRD#: 18272 / SEC#: , 8-36365
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| ALLSTATE INSURANCE COMPANY | OWNER | |
| BOUDREAU, JOHN DOUGLAS | CHIEF COMPLIANCE OFFICER, VICE PRESIDENT AND EXECUTIVE REPRESENTATIVE | 6357880 |
| DELANEY, SCOTT SULLIVAN | PRESIDENT AND CHIEF EXECUTIVE OFFICER | 2978681 |
| LANSPA, PAUL DONALD | CHIEF OPERATING OFFICER | 6449159 |
| MUELLER, DAVID JOHN | GENERAL COUNSEL AND SECRETARY | 7807045 |
| NELSON, MARY KRIS | CHAIRMAN OF THE BOARD | 2464654 |
| SWEENEY, MICHAEL DANIEL | AML OFFICER | 2026113 |
| WHITCOMB, MICHAEL JAMES | FINOP | 7495756 |
Disclosures
| Regulatory Event | 4 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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