Michael E. Desfor
Professional summary
Michael Eric Desfor was suspended by undefined from acting as a broker or investment advisor or otherwise associating with a broker-dealer firm.
Michael Eric Desfor was a registered financial advisor .
Michael is a previously registered financial advisor and started their career in finance in 1996. Michael had worked at 4 firms and has passed the Series 66, Series 63 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 2, 2007 - April 24, 2007
MORGAN STANLEY & CO. LLC
April 2, 2007 - April 24, 2007
MORGAN STANLEY & CO. LLC
January 12, 2006 - April 2, 2007
MORGAN STANLEY DW INC.
June 24, 2005 - April 2, 2007
MORGAN STANLEY DW INC.
November 25, 2003 - June 29, 2005
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 27, 1998 - October 12, 2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
January 23, 1996 - April 1, 1998
PRUDENTIAL EQUITY GROUP, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MORGAN STANLEY & CO. LLC
CRD#: 8209 / SEC#: , 8-15869
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| MORGAN STANLEY CAPITAL MANAGEMENT, LLC | MEMBER | |
| BERKE, MATTHEW EVAN | CHAIRMAN, PRESIDENT, CHIEF EXECUTIVE OFFICER, AND DIRECTOR | 2524594 |
| BHAIMIA, ISMAIL OMAR | DIRECTOR | 6264162 |
| DAMAST, EVAN SCOTT | DIRECTOR | 3198635 |
| HENNESSEY, JACQUELINE A | TEXAS DESIGNATED PRINCIPAL | 2194034 |
| KRAUSE, GARD J | CHIEF COMPLIANCE OFFICER | 2284628 |
| LYNN, GARY MICHAEL | PRINCIPAL FINANCIAL OFFICER | 2162411 |
| MACEJKA, PATRICK NMN | DIRECTOR | 2139145 |
| MORANO, DAVID | PRINCIPAL OPERATIONS OFFICER | 2189287 |
| STERN, MICHAEL A | DIRECTOR | 4939073 |
Disclosures
| Regulatory Event | 487 |
| Civil Event | 5 |
| Arbitration | 56 |
Red Flags
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