George A. Cox
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
George Amos Cox, who also goes by George Cox, was a registered financial professional .
George is a previously registered financial professional and started their career in finance in 1995. George had worked at 14 firms and has passed the Series 65, Series 63, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
October 7, 2010 - December 31, 2024
COX WEALTH MANAGEMENT, LLC
May 13, 2010 - July 23, 2010
SECURIAN FINANCIAL SERVICES, INC.
April 22, 2009 - July 23, 2010
SECURIAN FINANCIAL SERVICES, INC.
December 18, 2007 - February 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
December 18, 2007 - February 11, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
March 24, 2004 - December 13, 2006
EQUITABLE ADVISORS, LLC
September 28, 2001 - February 27, 2004
MML INVESTORS SERVICES, LLC
January 19, 2001 - October 2, 2001
AMUNDI DISTRIBUTOR US, INC.
August 2, 1999 - November 7, 2000
R.M. STARK & CO., INC.
February 2, 1999 - May 18, 1999
KIMBALL & CROSS INVESTMENT MANAGEMENT CORP.
April 29, 1998 - December 23, 1998
CITIGROUP GLOBAL MARKETS INC.
July 18, 1997 - March 6, 1998
MORGAN STANLEY DW INC.
May 1, 1997 - July 29, 1997
WADDELL & REED
March 26, 1996 - January 24, 1997
J.P. MORGAN SECURITIES LLC
March 12, 1996 - March 20, 1996
LEERINK PARTNERS LLC
November 1, 1995 - March 5, 1996
BARRON CHASE SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
COX WEALTH MANAGEMENT, LLC
CRD#: 155223 / SEC#:
Contact information
Regulatory assets under management
| Total Number of Accounts | 23 |
| AUM (Assets Under Management) | $ 15,578,565 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
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