Geoffrey L. Peterson

RSG FINANCIAL GROUP

STOCKTON, CA 95219

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CRD#: 2637687

Professional summary

Geoffrey Lyle Peterson, CFP® is a registered financial advisor currently at RSG FINANCIAL GROUP INC located in Stockton, California.

Geoffrey is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1995. Geoffrey has worked at 4 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Commissioned Sales of: Life insurance, property and casualty insurance, health insurance, disability insurance as an agent through: Cypress Dental Administrators, Inc. 7510 Shoreline Drive, Suite A-1 Stockton, CA 95219, and/or as a sole proprietor in my name only, business address: 7510 Shoreline Drive, Suite B-1 Stockton, CA 95219 Insurance Sales are investment related and I spend approximately 1 hour a week devoted to marketing and administering insurance products, with the remainder devoted to investment management. Since December 1, 2001.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Lyle Peterson's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2019

Experience

Current

October 30, 2008 - Present

RSG FINANCIAL GROUP INC

Office #1: 7510 Shoreline Drive Suite B-1, Stockton, CA 95219

RIA

CRD#: 136849

STOCKTON, CA

Past

January 26, 2004 - October 31, 2008

QUEST CAPITAL STRATEGIES, INC.

CRD#: 16783

LAGUNA HILLS, CA

Past

January 16, 2004 - October 31, 2008

QUEST CAPITAL STRATEGIES, INC.

RIA

CRD#: 16783

LODI, CA

Past

October 2, 1995 - January 30, 2002

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

September 6, 1995 - January 3, 1996

INTERFIRST CAPITAL CORPORATION

CRD#: 7659

LOS ANGELES, CA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(10/30/2008)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/21/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/20/1995

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/5/1995

General Securities Representative Examination

Current Firm

RSG FINANCIAL GROUP INC

CRD#: 136849 / SEC#:

California

Registered Investment Advisory firm - (11/3/2000 Approved)

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Contact information

Main Address

7510 Shoreline Dr Ste B-1, Stockton, CA 95219

Mailing Address

Phone number

(209) 477-4834

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	89
AUM (Assets Under Management)	$ 45,795,573

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Geoffrey L. Peterson

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Geoffrey Lyle Peterson's CRS (Customer Relationship Summary).

Certified licenses

Experience

RSG FINANCIAL GROUP INC

QUEST CAPITAL STRATEGIES, INC.

QUEST CAPITAL STRATEGIES, INC.

PRUDENTIAL EQUITY GROUP, LLC

INTERFIRST CAPITAL CORPORATION

State Registrations and Notice Filings

Exams

Series 65

Date: 6/21/1999

Series 63

Date: 10/20/1995

Series 7

Date: 9/5/1995

Current Firm

RSG FINANCIAL GROUP INC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

RSG FINANCIAL GROUP INC

TRUST BUT VERIFY

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